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ASA (ASA) Initial Form 3 Shows No Securities Owned by Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Thomas Perugini, an officer and treasurer who is also identified as a director-related reporting person at ASA Gold & Precious Metals Ltd (ASA), filed an Initial Form 3 dated 10/01/2025 with a signature dated 10/09/2025. The filing states no securities are beneficially owned by the reporting person, so there are no listed direct or indirect holdings or derivative positions on this Form 3.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Perugini Thomas

(Last) (First) (Middle)
ACA
190 MIDDLE STREET, SUITE 301

(Street)
PORTLAND ME 04101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
ASA Gold & Precious Metals Ltd [ ASA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Thomas Perugini 10/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for ASA (symbol: ASA) disclose?

The Form 3 discloses that Thomas Perugini filed an initial statement and reported no securities beneficially owned.

What roles does the reporting person hold at ASA?

The filing lists the reporting person as an Officer (Treasurer) and indicates a director relationship.

What are the relevant dates on the Form 3 for ASA?

The event date reported is 10/01/2025 and the signature/date is 10/09/2025.

Does the Form 3 list any direct or indirect ownership or derivative securities?

No. The document explicitly states: No securities are beneficially owned, and no entries appear in Table I or Table II.

Was the Form 3 filed jointly or by one reporting person for ASA?

The form indicates it was filed by one reporting person.

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