ASA Form 3: Officer James Chekos Reports No Ownership (10/01/2025)

Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025.

Accepted by SEC EDGAR 10/07/2025 - 11:59 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025. The filing identifies Mr. Chekos as an officer (Secretary) and indicates no securities are beneficially owned by him at the time of the statement. The form is an administrative disclosure required by Section 16 and contains the reporting persons address and a signed certification dated 10/07/2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Form 3 filed for ASA on 10/01/2025 disclose?

The Form 3 disclosed that James Chekos, an officer (Secretary), reported no beneficial ownership of ASA securities as of the event date 10/01/2025.

Who is the reporting person on the Form 3 for ASA (symbol: ASA)?

The reporting person is James Joseph Chekos, listed with an address in Portland, ME 04101 and identified as an officer (Secretary).

Does the Form 3 show any derivative or non-derivative holdings for the reporting person?

No. The filing explicitly states no securities are beneficially owned, and both Table I (non-derivative) and Table II (derivative) contain no holdings.

When was the Form 3 signed by the reporting person?

The signature block shows James Chekos signed the form on 10/07/2025.

What is the legal significance of filing a Form 3?

A Form 3 is the initial disclosure required under Section 16 for officers/directors to report beneficial ownership; the filing here reports no holdings rather than any securities positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

chekos james joseph

(Last) (First) (Middle)

190 MIDDLE STREET

SUITE 301

(Street)

PORTLAND ME 04101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025

3. Issuer Name and Ticker or Trading Symbol
ASA Gold & Precious Metals Ltd [ ASA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sectretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	James Chekos	10/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.