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[Form 3] ASA Gold & Precious Metals Ltd Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Officer James Chekos filed an initial Form 3 for ASA Gold & Precious Metals Ltd (ASA) related to a reportable event dated 10/01/2025. The filing identifies Mr. Chekos as an officer (Secretary) and indicates no securities are beneficially owned by him at the time of the statement. The form is an administrative disclosure required by Section 16 and contains the reporting persons address and a signed certification dated 10/07/2025.

Ufficiale James Chekos ha presentato inizialmente un Modello 3 per ASA Gold & Precious Metals Ltd (ASA) relativo a un evento segnalabile datato 10/01/2025. La presentazione identifica il signor Chekos come funzionario (Segretario) e indica che nessuna partecipazione è detenuta beneficiariamente da lui al momento della dichiarazione. Il modulo è una divulgazione amministrativa richiesta dalla Sezione 16 e contiene l’indirizzo della persona che segnala e una certificazione firmata datata 10/07/2025.

Oficial James Chekos presentó un Formulario 3 inicial para ASA Gold & Precious Metals Ltd (ASA) relacionado con un evento reportable fechado el 10/01/2025. La presentación identifica al señor Chekos como funcionario (Secretario) e indica que ninguna acción es de propiedad beneficiosa por él en el momento de la declaración. El formulario es una divulgación administrativa requerida por la Sección 16 y contiene la dirección de la persona que informa y una certificación firmada fechada el 10/07/2025.

제임스 체코스 경ASA Gold & Precious Metals Ltd (ASA)에 대한 보고 가능 사건과 관련된 초기 Form 3를 접수했습니다. 접수 내용은 체코스 씨를 직책자(비서)로 지목하고, 진술 시점에 그가 유익하게 보유한 증권이 없음을 나타냅니다. 이 양식은 섹션 16에 의해 요구되는 행정적 공시이며, 신고인의 주소와 2025년 10월 7일에 서명된 인증서를 포함합니다.

Agent James Chekos a déposé un Formulaire 3 initial pour ASA Gold & Precious Metals Ltd (ASA) relatif à un événement signalable daté du 10/01/2025. Le dépôt identifie M. Chekos en tant qu’officier (secrétaire) et indique qu’aucun titre n’est détenu en propriété bénéficiaire par lui au moment de la déclaration. Le formulaire est une divulgation administrative requise par l’article 16 et contient l’adresse de la personne déclarante et une certification signée datée du 10/07/2025.

Officer James Chekos reichte einen ersten Formular 3 für ASA Gold & Precious Metals Ltd (ASA) im Zusammenhang mit einem meldepflichtigen Ereignis vom 10/01/2025 ein. Die Einreichung identifiziert Herrn Chekos als Beauftragten (Sekretär) und gibt an, dass zum Zeitpunkt der Erklärung keine Wertpapiere von ihm vorteilhaft Eigentum sind. Das Formular ist eine administrative Offenlegung gemäß Abschnitt 16 und enthält die Adresse der meldepflichtigen Person sowie eine unterzeichnete Bestätigung datiert auf den 10/07/2025.

الضابط جيمس شيكوس قد قدّم النموذج 3 الأول لـ ASA Gold & Precious Metals Ltd (ASA) متعلق بحدث قابل للإبلاغ مؤرّخ بـ 10/01/2025. يحدد الإيداع السيد شيكوس كموظف (أمين سر) ويشير إلى عدم امتلاك أي أوراق مالية بشكل benefiting من قبله في وقت البيان. النموذج هو إفصاح إداري مطلوب بموجب القسم 16 ويحتوي على عنوان الشخص المبلغ وتوقيع شهادة مؤرخة في 10/07/2025.

詹姆斯·切科斯警官ASA Gold & Precious Metals Ltd (ASA) 提交了初始的 表格3,与日期为 2025/10/01 的可报告事件相关。该表格将切科斯先生标注为一名官员(秘书),并指出在声明时他并无受益所有的证券。该表格是根据第16条所要求的行政披露,包含举报人地址以及日期为 2025/10/07 的签名认证。

Positive
  • None.
Negative
  • None.

Ufficiale James Chekos ha presentato inizialmente un Modello 3 per ASA Gold & Precious Metals Ltd (ASA) relativo a un evento segnalabile datato 10/01/2025. La presentazione identifica il signor Chekos come funzionario (Segretario) e indica che nessuna partecipazione è detenuta beneficiariamente da lui al momento della dichiarazione. Il modulo è una divulgazione amministrativa richiesta dalla Sezione 16 e contiene l’indirizzo della persona che segnala e una certificazione firmata datata 10/07/2025.

Oficial James Chekos presentó un Formulario 3 inicial para ASA Gold & Precious Metals Ltd (ASA) relacionado con un evento reportable fechado el 10/01/2025. La presentación identifica al señor Chekos como funcionario (Secretario) e indica que ninguna acción es de propiedad beneficiosa por él en el momento de la declaración. El formulario es una divulgación administrativa requerida por la Sección 16 y contiene la dirección de la persona que informa y una certificación firmada fechada el 10/07/2025.

제임스 체코스 경ASA Gold & Precious Metals Ltd (ASA)에 대한 보고 가능 사건과 관련된 초기 Form 3를 접수했습니다. 접수 내용은 체코스 씨를 직책자(비서)로 지목하고, 진술 시점에 그가 유익하게 보유한 증권이 없음을 나타냅니다. 이 양식은 섹션 16에 의해 요구되는 행정적 공시이며, 신고인의 주소와 2025년 10월 7일에 서명된 인증서를 포함합니다.

Agent James Chekos a déposé un Formulaire 3 initial pour ASA Gold & Precious Metals Ltd (ASA) relatif à un événement signalable daté du 10/01/2025. Le dépôt identifie M. Chekos en tant qu’officier (secrétaire) et indique qu’aucun titre n’est détenu en propriété bénéficiaire par lui au moment de la déclaration. Le formulaire est une divulgation administrative requise par l’article 16 et contient l’adresse de la personne déclarante et une certification signée datée du 10/07/2025.

Officer James Chekos reichte einen ersten Formular 3 für ASA Gold & Precious Metals Ltd (ASA) im Zusammenhang mit einem meldepflichtigen Ereignis vom 10/01/2025 ein. Die Einreichung identifiziert Herrn Chekos als Beauftragten (Sekretär) und gibt an, dass zum Zeitpunkt der Erklärung keine Wertpapiere von ihm vorteilhaft Eigentum sind. Das Formular ist eine administrative Offenlegung gemäß Abschnitt 16 und enthält die Adresse der meldepflichtigen Person sowie eine unterzeichnete Bestätigung datiert auf den 10/07/2025.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
chekos james joseph

(Last) (First) (Middle)
190 MIDDLE STREET
SUITE 301

(Street)
PORTLAND ME 04101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
ASA Gold & Precious Metals Ltd [ ASA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sectretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
James Chekos 10/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for ASA on 10/01/2025 disclose?

The Form 3 disclosed that James Chekos, an officer (Secretary), reported no beneficial ownership of ASA securities as of the event date 10/01/2025.

Who is the reporting person on the Form 3 for ASA (symbol: ASA)?

The reporting person is James Joseph Chekos, listed with an address in Portland, ME 04101 and identified as an officer (Secretary).

Does the Form 3 show any derivative or non-derivative holdings for the reporting person?

No. The filing explicitly states no securities are beneficially owned, and both Table I (non-derivative) and Table II (derivative) contain no holdings.

When was the Form 3 signed by the reporting person?

The signature block shows James Chekos signed the form on 10/07/2025.

What is the legal significance of filing a Form 3?

A Form 3 is the initial disclosure required under Section 16 for officers/directors to report beneficial ownership; the filing here reports no holdings rather than any securities positions.
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