STOCK TITAN

Saba Capital adds ASA (NYSE: ASA) shares in insider filing report

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Saba Capital Management, L.P., a 10% owner of ASA Gold & Precious Metals Ltd, reported open-market purchases of the company’s common stock. On January 13, 2026, it bought 15,162 shares at a price of $64.52 per share. On January 14, 2026, it purchased an additional 5,000 shares at $63.82 per share.

After these transactions, Saba Capital Management, L.P. beneficially owned 5,452,444 common shares, reported as held indirectly. The filing is made by one reporting person and reflects non-derivative equity holdings, with no derivative securities reported.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saba Capital Management, L.P.

(Last) (First) (Middle)
405 LEXINGTON AVENUE
58TH FLOOR

(Street)
NEW YORK NY 10174

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASA Gold & Precious Metals Ltd [ ASA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/13/2026 P 15,162 A $64.52 5,447,444 I -
Common Stock 01/14/2026 P 5,000 A $63.82 5,452,444 I -
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Saba Capital Management, L.P. By: Zachary Gindes 01/15/2026
Boaz Weinstein 01/15/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Saba Capital report for ASA (ASA)?

Saba Capital Management, L.P. reported buying ASA Gold & Precious Metals Ltd common stock in two open-market transactions on January 13 and 14, 2026.

How many ASA (ASA) shares did Saba Capital buy and at what prices?

Saba Capital bought 15,162 shares at $64.52 per share on January 13, 2026, and 5,000 shares at $63.82 per share on January 14, 2026.

What is Saba Capital’s total beneficial ownership in ASA after these trades?

Following the reported purchases, Saba Capital Management, L.P. beneficially owned 5,452,444 shares of ASA Gold & Precious Metals Ltd common stock, held indirectly.

Is Saba Capital a major shareholder of ASA Gold & Precious Metals Ltd (ASA)?

Yes. Saba Capital Management, L.P. is identified as a 10% owner of ASA Gold & Precious Metals Ltd in the filing.

Does the Form 4 show any ASA derivative securities for Saba Capital?

No. The Form 4 reports only non-derivative common stock transactions and shows no derivative securities in Table II.

Is the ASA (ASA) Form 4 filed by more than one reporting person?

No. The document indicates it is a Form filed by one reporting person, which is Saba Capital Management, L.P.

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