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ASA Gold & Precious Metals (ASA) officer files annual Form 5 ownership statement

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

ASA Gold & Precious Metals Ltd received an annual Form 5 statement of changes in beneficial ownership for the fiscal year ended 11/30/2024. The report is filed by Zachary R. Tackett, who serves as an officer of the company with the title Secretary.

The document lists standard tables for non-derivative and derivative securities, which are used to report any acquisitions, dispositions, or year-end holdings, although no specific transactions are shown in the provided excerpt.

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SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Tackett Zachary R

(Last) (First) (Middle)
190 MIDDLE STREET, SUITE 101

(Street)
PORTLAND ME 04101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASA Gold & Precious Metals Ltd [ ASA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
11/30/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Zachary R Tackett 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does ASA (ASA) disclose in this Form 5 for 11/30/2024?

ASA Gold & Precious Metals Ltd reports an annual Form 5 statement for the fiscal year ended 11/30/2024. It provides the framework to disclose any changes in beneficial ownership by an insider for that year, using standard tables for non-derivative and derivative securities.

Who is the reporting person on ASA (ASA) Form 5?

The reporting person is Zachary R. Tackett, identified as an officer of ASA Gold & Precious Metals Ltd with the title Secretary. The Form 5 records his beneficial ownership information subject to Section 16 reporting rules for the stated fiscal year.

What is the purpose of the Form 5 filed for ASA (ASA)?

Form 5 serves as an annual statement of changes in beneficial ownership for ASA’s insider. It is used to capture any reportable transactions or holdings for the fiscal year that were not reported earlier on Form 3 or Form 4 under Section 16 rules.

What period does this ASA (ASA) Form 5 cover?

The Form 5 covers ASA Gold & Precious Metals Ltd’s fiscal year ended 11/30/2024. It summarizes the reporting person’s beneficial ownership position and any reportable activity for that fiscal year under the Securities Exchange Act’s insider reporting requirements.

What securities information tables are included in ASA (ASA) Form 5?

The Form 5 includes a table for non-derivative securities and a table for derivative securities. These sections are designed to show acquisitions, dispositions, and year-end beneficial ownership amounts of the insider’s holdings in ASA Gold & Precious Metals Ltd.

What role does Zachary R. Tackett hold at ASA (ASA)?

Zachary R. Tackett is listed as an officer of ASA Gold & Precious Metals Ltd with the title Secretary. His position requires reporting beneficial ownership and changes in company securities on forms such as Form 5 under Section 16(a) regulations.
ASA Gold and Precious Metals

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