[144] Asana, Inc. SEC Filing

Rhea-AI Filing Summary

Asana, Inc. (ASAN) submitted a Form 144 reporting a proposed sale of 10,570 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $152,630.80. The shares were reported as acquired on 09/20/2025 as Restricted Stock Units granted by the issuer and the reported planned sale date is 09/23/2025. The filer indicates no securities sold in the past three months and the filing is marked as LIVE.

Positive

• Filing is LIVE, indicating an active, submitted Form 144
• Broker identified for the sale as Morgan Stanley Smith Barney LLC
• No securities sold in the past three months reported for the filer

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale notice of 10,570 RSU shares worth ~$153k; appears procedural and not material to ASAN.

The Form 144 documents a proposed sale of shares acquired as Restricted Stock Units on the same date of acquisition, using Morgan Stanley Smith Barney as broker. The size of the transaction ($152,630.80) is small relative to Asana's market capitalization and there are no reported sales in the prior three months, suggesting limited immediate market impact. The filing is a standard compliance disclosure under Rule 144.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure showing an executive/insider intends to sell RSU shares; procedural filing with no flagged complications.

The notice states the securities were issued by the company as Restricted Stock Units and lists the broker and planned sale date, fulfilling Rule 144 reporting requirements. The representation that the signer is unaware of undisclosed material adverse information is included. There are no indications of aggregated sales or reliance on a 10b5-1 plan disclosed in the form.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10570	152630.80	156685245	09/23/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/20/2025	Restricted Stock Units	Issuer			10570	09/20/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ASAN Form 144 report?

The filing reports a proposed sale of 10,570 common shares acquired as Restricted Stock Units, with aggregate market value $152,630.80.

When were the ASAN shares acquired and when is the planned sale?

The shares were acquired on 09/20/2025 and the approximate date of sale is listed as 09/23/2025.

Which broker is handling the ASAN sale?

The broker named is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY.

Does the filing show prior sales by the filer in the past three months?

No. The form specifically reports Nothing to Report for securities sold during the past three months.

Was the acquisition a gift or purchase?

The acquisition is reported as Restricted Stock Units from the issuer, not a gift.