Asana, Inc. filings document the formal disclosures of a public software company built around a cloud-based work management platform and subscription revenue model. Its Form 8-K reports cover operating and financial results, guidance updates, capital actions involving Class A common stock, leadership transitions, compensation arrangements, and material events affecting expenses or assets.
Asana proxy materials address board composition, director elections, executive compensation, equity awards, shareholder voting matters, and governance changes such as board refreshment and lead independent director succession. The filing record also includes disclosures on incentive compensation plans, share repurchase authorization mechanics, and risk-related accounting matters such as impairment charges tied to leased office space.
Asana, Inc. (ASAN) ownership disclosures report that Arrowstreet Capital, Limited Partnership, as investment adviser, and its ultimate parent, Arrowstreet Capital Holding LLC, each beneficially owned 8,490,896 common shares, or 5.3%, as of September 30, 2026. Each reported sole voting power over 8,488,240 shares and sole dispositive power over 8,490,896 shares. The securities are held by the investment adviser’s clients; neither reporting person knew of a client holding more than 5% of the class.
Asana, Inc. entered into a credit agreement on November 9, 2026, under which lenders made available a $150 million senior secured revolving credit facility. It includes sub-facilities of up to $30 million for standby letters of credit and up to $15 million for swingline loans. Asana is not required to borrow and made no borrowing on the effective date. The facility is available through November 9, 2031, when it terminates and outstanding loans plus accrued, unpaid interest are due.
Term SOFR loans carry a 2.00% margin until delivery of the compliance certificate for the fiscal quarter ending January 31, 2027, then 2.00%-2.50% based on leverage; base-rate margins are 1.00% until that certificate and 1.00%-1.50% afterward. The quarterly-paid fee on unused commitments is 0.20% per annum until then and 0.20%-0.30% afterward, based on leverage. The obligations are secured by liens on substantially all Asana assets and guaranteed by wholly owned subsidiary Eigen Inc. The agreement requires a consolidated total net leverage ratio no greater than 3.25 to 1.00 and a consolidated interest coverage ratio no less than 3.00 to 1.00, tested quarterly. Asana also used cash on hand on November 6, 2026, to repay its prior credit agreement in full; that agreement ended and its guarantees and liens were released.
Asana, Inc. director Krista Anderson-Copperman acquired 1,575 shares of Class A Common Stock on November 2, 2026, electing stock instead of cash compensation under the company's Non-Employee Director Compensation Policy. The shares represented compensation for the quarter ended October 31, 2026. Following the award, she directly held 93,624 shares.
Asana, Inc. (ASAN) was identified as the issuer in Vanguard Portfolio Management’s amended ownership report. Vanguard Portfolio Management reported beneficial ownership of 7,818,862 common shares, equal to 4.9% of the class. It reported sole voting power over 86,015 shares and sole dispositive power over 7,818,862 shares, with shared voting and dispositive power each reported as zero. The reported amount includes securities held by Vanguard funds and client accounts over which specified Vanguard entities or business divisions exercise voting or dispositive power. My Trieu-Gatt signed as Authorized Signatory, Head of Global Fund Administration.
Asana, Inc. Chief Executive Officer and director Daniel Mark Rogers sold 19,676 shares of Class A Common Stock on October 22, 2026, at a weighted average sale price of $11.5164 per share. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.54 under a Rule 10b5-1 trading plan adopted March 31, 2026. Rogers directly held 1,437,022 shares after the sale.
Asana, Inc. lists a proposed sale by Dan Rogers of 19,676 common shares, with an aggregate market value of $217,813.32 and an approximate sale date of October 22, 2026; NYSE is listed as the exchange. The securities table identifies 18,616 shares associated with restricted stock units and 1,060 shares associated with performance stock units.
Asana, Inc. (ASAN) officer Veronica Sosa reported a proposed sale of 31,154 common shares, with an aggregate market value of $358,626.16 and an approximate sale date of October 22, 2026. Morgan Stanley Smith Barney LLC Executive Financial Services is listed as the broker.
Asana, Inc. (ASAN) Chief Executive Officer Daniel Mark Rogers sold 18,021 shares of Class A Common Stock on October 9, 2026, at a weighted average price of $10.0383 per share. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.11 per share, pursuant to a Rule 10b5-1 trading plan adopted March 31, 2026. Rogers directly held 1,456,698 shares after the sale.
Asana, Inc. director and officer Dan Rogers reported a proposed sale of 18,021 common shares, with an aggregate market value of $177,867.27 and an approximate sale date of October 9, 2026, through Morgan Stanley Smith Barney LLC. The notice also lists prior sales of 150,175 shares on September 22, 2026, 300,937 shares on September 21, 2026, and 1,655 shares on August 27, 2026; the September 22 and August 27 entries are identified as 10b5-1 sales.
Asana, Inc. reported that Chief Accounting Officer Tram Le Heather was granted 106,838 Restricted Stock Units (RSUs) on October 5, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Two-thirds of the RSUs vest and settle on September 20, 2027, and one-twelfth vest and settle quarterly thereafter.