ASB shareholder plans sale of 2,135 common shares on NYSE

A shareholder of ASB has filed a notice of intent to sell 2,135 common shares, with an aggregate market value of 56,392.62, through Fidelity Brokerage Services LLC on the NYSE around 12/09/2025.

Rhea-AI Filing Summary

A shareholder of ASB has filed a notice of intent to sell 2,135 common shares, with an aggregate market value of 56,392.62, through Fidelity Brokerage Services LLC on the NYSE around 12/09/2025.

The shares relate to prior acquisitions through employee stock purchase plan purchases, restricted stock vesting, and option exercises. Common shares outstanding were 165,922,444 at the time of the notice; this is a baseline figure, not the amount being sold.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASB shares are planned for sale in this notice?

The notice covers the planned sale of 2,135 common shares of ASB.

What is the aggregate market value of the ASB shares to be sold?

The aggregate market value of the 2,135 ASB common shares to be sold is 56,392.62.

On which exchange will the ASB shares be sold and when?

The shares are expected to be sold on the NYSE with an approximate sale date of 12/09/2025.

Which broker is handling the planned ASB share sale?

The planned sale will be executed through Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island.

How many ASB shares were outstanding at the time of this notice?

There were 165,922,444 common shares outstanding at the time this notice was prepared.

How were the ASB shares being sold originally acquired?

The shares being sold were acquired through employee stock purchase plan (ESPP) purchases, restricted stock vesting, and an option grant exercised for cash and compensation on various dates from 03/15/2021 through 12/09/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/09/2025 - 11:20 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001523751
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ASSOCIATED BANC-CORP
SEC File Number	001-31343
Address of Issuer	433 MAIN STREET GREEN BAY WISCONSIN 54301
Phone	920-491-7500
Name of Person for Whose Account the Securities are To Be Sold	Utz John A.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2135	56392.62	165922444	12/09/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2021	ESPP Purchase	Issuer			18	03/15/2021	Cash
Common	01/17/2023	ESPP Purchase	Issuer			59	01/17/2023	Cash
Common	01/26/2023	Restricted Stock Vesting	Issuer			1686	01/26/2023	Compensation
Common	08/15/2024	ESPP Purchase	Issuer			63	08/15/2024	Cash
Common	09/16/2024	ESPP Purchase	Issuer			63	09/16/2024	Cash
Common	10/15/2024	ESPP Purchase	Issuer			60	10/15/2024	Cash
Common	11/15/2024	ESPP Purchase	Issuer			51	11/15/2024	Cash
Common	12/09/2025	Option Granted - 02/01/2016	Issuer			135	12/09/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	12/09/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for John Utz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)