ASB Form 144 lists 5,000 common shares for sale

ASB reported a proposed sale notice on Form 144 indicating 5,000 shares of common stock held at Fidelity Brokerage Services LLC are the subject of the notice.

Rhea-AI Filing Summary

ASB reported a proposed sale notice on Form 144 indicating 5,000 shares of common stock held at Fidelity Brokerage Services LLC are the subject of the notice. The filing lists a value of $140,855.34 and a brokerage location of Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI. The cover row includes an exchange label NYSE and a date of 06/09/2026. The filing also enumerates previously vested restricted stock lots: 722 shares vested on 02/08/2022, 2,434 shares vested on 01/26/2023, 1,128 shares vested on 02/08/2023, and 716 shares vested on 02/08/2024.

Insights

Securities Compliance Specialist

Routine Form 144 notice of proposed sale of common shares held at a brokerage.

The filing lists 5,000 shares associated with Fidelity Brokerage Services LLC and a reported value of $140,855.34, with the filing date shown as 06/09/2026. The notice identifies multiple restricted stock vesting lots dated between 02/08/2022 and 02/08/2024.

Form 144 is a transactional notice required to comply with resale rules; this excerpt shows the mechanics (broker, share count, vesting lots) but does not state execution details or purchasers. Subsequent filings or broker confirmations may show actual sales or proceeds.

Key Figures

Proposed shares listed: 5,000 shares Reported value: $140,855.34 Brokerage address: Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917 +4 more

7 metrics

Proposed shares listed 5,000 shares Form 144 cover row associated with Fidelity Brokerage

Reported value $140,855.34 Value shown on the same cover row as 5,000 shares

Brokerage address Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917 Broker of record listed on the filing

Vested lot (2022) 722 shares Restricted stock vesting on <date>02/08/2022</date>

Vested lot (2023 Jan) 2,434 shares Restricted stock vesting on <date>01/26/2023</date>

Vested lot (2023 Feb) 1,128 shares Restricted stock vesting on <date>02/08/2023</date>

Vested lot (2024) 716 shares Restricted stock vesting on <date>02/08/2024</date>

Key Terms

Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"Form 144 notice of proposed sale by issuer-affiliated holders"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer entries with vesting dates and share counts"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Broker listed as Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ASB's Form 144 show about the proposed sale?

The Form 144 lists 5,000 shares of common stock held at Fidelity Brokerage Services LLC for proposed sale, with a reported value of $140,855.34. The filing includes vesting lot details dated between 02/08/2022 and 02/08/2024.

Does the Form 144 confirm the shares have been sold for ASB?

No. The Form 144 is a notice of a proposed sale; it does not confirm execution. The excerpt shows the proposed quantity (5,000 shares) and brokerage details but not settlement or purchaser confirmation.

Which vested restricted stock lots are listed in the ASB excerpt?

The excerpt lists restricted stock vesting lots of 722 shares on 02/08/2022, 2,434 shares on 01/26/2023, 1,128 shares on 02/08/2023, and 716 shares on 02/08/2024. These appear as sources of the shares.

Who is the broker handling the proposed sale in the ASB filing?

The filing identifies Fidelity Brokerage Services LLC with address 900 Salem Street, Smithfield, RI 02917 as the broker of record for the proposed sale of the listed shares.

Does the Form 144 excerpt state where proceeds go for ASB?

The provided excerpt does not state proceeds recipients. It lists a value ($140,855.34) associated with the 5,000 shares but does not specify who will receive sale proceeds or settlement terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 02:46 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001721131
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ASSOCIATED BANC-CORP
SEC File Number	001-31343
Address of Issuer	433 MAIN STREET GREEN BAY WISCONSIN 54301
Phone	920-491-7500
Name of Person for Whose Account the Securities are To Be Sold	Braeger Matthew R
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5000	140855.34	165941629	06/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/08/2022	Restricted Stock Vesting	Issuer			722	02/08/2022	Compensation
Common	01/26/2023	Restricted Stock Vesting	Issuer			2434	01/26/2023	Compensation
Common	02/08/2023	Restricted Stock Vesting	Issuer			1128	02/08/2023	Compensation
Common	02/08/2024	Restricted Stock Vesting	Issuer			716	02/08/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Matthew Braeger
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)