John A. Utz plans $1.41M Associated Banc-Corp (NYSE: ASB) stock sale

Rhea-AI Filing Summary

John A. Utz filed a notice to sell 44,465 shares of Associated Banc-Corp common stock through Fidelity Brokerage Services, with an indicated aggregate market value of $1,411,473.03. The shares relate to prior acquisitions from ESPP purchases, stock option exercises, and restricted stock vesting. As of the filing, Associated Banc-Corp had 165,941,629 common shares outstanding, and the proposed sale is targeted for around August 4, 2026 on the NYSE. Within the last three months, Utz also sold 5,000 common shares for $144,125.00.

Key Figures

Shares proposed for sale: 44,465 shares Aggregate market value of proposed sale: $1,411,473.03 Shares outstanding: 165,941,629 shares +3 more

6 metrics

Shares proposed for sale 44,465 shares Common stock to be sold through Fidelity Brokerage Services

Aggregate market value of proposed sale $1,411,473.03 Value of 44,465 common shares covered by the notice

Shares outstanding 165,941,629 shares Associated Banc-Corp common shares outstanding at the time of the data

Planned sale date 08/04/2026 Approximate date for the proposed NYSE sale

Recent sale shares 5,000 shares Common shares sold on 06/10/2026 in the past 3 months

Recent sale value $144,125.00 Proceeds from the 5,000-share sale on 06/10/2026

Key Terms

Form 144, ESPP Purchase, Restricted Stock Vesting, Stock Option Exercise, +1 more

5 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

ESPP Purchase financial

"Common | 04/15/2021 | ESPP Purchase | Issuer"

Restricted Stock Vesting financial

"Common | 01/26/2023 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Stock Option Exercise financial

"Common | 12/14/2021 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

aggregate market value financial

"44465 | 1411473.03 | 165941629"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 02:42 PM Accepted by SEC EDGAR 08/04/2026 - 02:41 PM Learn about SEC filing dates

FAQ

What does John A. Utz’s Form 144 filing mean for Associated Banc-Corp (ASB)?

The filing indicates John A. Utz may sell 44,465 shares of Associated Banc-Corp common stock, valued at about $1,411,473.03. It is a notice of a potential sale, not a confirmation that all shares have been sold.

How many Associated Banc-Corp (ASB) shares is John A. Utz planning to sell?

John A. Utz plans a potential sale of 44,465 shares of Associated Banc-Corp common stock. These shares are to be sold through Fidelity Brokerage Services on or about August 4, 2026 on the NYSE.

What is the approximate value of the ASB shares covered by John A. Utz’s planned sale?

The planned sale covers Associated Banc-Corp common stock worth about $1,411,473.03. This value corresponds to the 44,465 shares listed in the filing under proposed securities to be sold.

How many Associated Banc-Corp (ASB) shares are outstanding compared with those in this Form 144?

Associated Banc-Corp had 165,941,629 common shares outstanding when the filing data were prepared. The 44,465 shares in the planned sale represent only a portion of this total outstanding amount.

What recent sales of Associated Banc-Corp (ASB) stock did John A. Utz report?

Over the past three months, John A. Utz reported selling 5,000 Associated Banc-Corp common shares on June 10, 2026 for total proceeds of $144,125.00, as disclosed in the recent transactions section.

How were the Associated Banc-Corp (ASB) shares acquired that appear in John A. Utz’s Form 144?

The shares in the filing trace to multiple acquisitions from ESPP purchases, stock option exercises, and restricted stock vesting between 2021 and 2026, reflecting compensation and employee purchase activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	44465	1411473.03	165941629	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/15/2021	ESPP Purchase	Issuer			56	04/15/2021	Cash
Common	06/15/2021	ESPP Purchase	Issuer			56	06/15/2021	Cash
Common	08/16/2021	ESPP Purchase	Issuer			59	08/16/2021	Cash
Common	09/15/2021	ESPP Purchase	Issuer			59	09/15/2021	Cash
Common	10/15/2021	ESPP Purchase	Issuer			55	10/15/2021	Cash
Common	12/14/2021	Stock Option Exercise	Issuer			641	12/14/2021	Cash
Common	12/15/2021	ESPP Purchase	Issuer			55	12/15/2021	Cash
Common	04/14/2022	ESPP Purchase	Issuer			60	04/14/2022	Cash
Common	08/15/2022	ESPP Purchase	Issuer			62	08/15/2022	Cash
Common	09/15/2022	ESPP Purchase	Issuer			62	09/15/2022	Cash
Common	10/17/2022	ESPP Purchase	Issuer			59	10/17/2022	Cash
Common	12/15/2022	ESPP Purchase	Issuer			59	12/15/2022	Cash
Common	01/26/2023	Restricted Stock Vesting	Issuer			1759	01/26/2023	Compensation
Common	12/15/2023	ESPP Purchase	Issuer			64	12/15/2023	Cash
Common	01/16/2024	ESPP Purchase	Issuer			65	01/16/2024	Cash
Common	03/13/2024	Restricted Stock Vesting	Issuer			411	03/13/2024	Compensation
Common	05/15/2024	ESPP Purchase	Issuer			60	05/15/2024	Cash
Common	07/15/2024	ESPP Purchase	Issuer			60	07/15/2024	Cash
Common	12/16/2024	ESPP Purchase	Issuer			53	12/16/2024	Cash
Common	01/15/2025	ESPP Purchase	Issuer			53	01/15/2025	Cash
Common	02/18/2025	ESPP Purchase	Issuer			53	02/18/2025	Cash
Common	03/10/2025	Restricted Stock Vesting	Issuer			6341	03/10/2025	Compensation
Common	03/17/2025	ESPP Purchase	Issuer			61	03/17/2025	Cash
Common	05/15/2025	ESPP Purchase	Issuer			56	05/15/2025	Cash
Common	06/16/2025	ESPP Purchase	Issuer			58	06/16/2025	Cash
Common	07/15/2025	ESPP Purchase	Issuer			53	07/15/2025	Cash
Common	03/09/2026	Restricted Stock Vesting	Issuer			9570	03/09/2026	Compensation
Common	08/04/2026	Stock Option Exercise	Issuer			24465	08/04/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John A. Utz 433 Main Street Green Bay WI 54301	Common	06/10/2026	5000	144125.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)