ASB director receives stock grants and holds units

ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity.

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Form Type

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.

She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.

Insider Trade Summary

Grant/Award: 143 shares

Grant/Award 3 txns

Insider Greffin Judith P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock $0.01 Par Value	38	$29.22	$1K
Grant/Award	Common Stock $0.01 Par Value	105	$29.22	$3K
holding	Phantom Stock Unit	--	--	--

Holdings After Transaction: Common Stock $0.01 Par Value — 17,741 shares (Direct); Phantom Stock Unit — 47,488.771 contracts (Direct)

Footnotes (4)

F1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
F2. Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
F3. Stock units are 100% vested at the time of the acquisition.
F4. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Key Figures

Common stock grant 1: 105 shares at $29.22 Common stock grant 2: 38 shares at $29.22 Direct common shares after transactions: 17,741 shares +2 more

5 metrics

Common stock grant 1 105 shares at $29.22 Grant/award acquisition on June 15, 2026

Common stock grant 2 38 shares at $29.22 Grant/award acquisition on June 15, 2026

Direct common shares after transactions 17,741 shares Direct non-derivative holdings following June 15, 2026

Phantom stock underlying shares 47,488.771 shares Underlying common stock for phantom units; exercise price $0.0000

Phantom unit exercise price $0.0000 Exercise price for phantom stock units

Key Terms

Phantom Stock Unit, Dividend equivalent units, Restricted stock units, Fully vested dividend equivalents, +1 more

5 terms

Phantom Stock Unit financial

"security_title: "Phantom Stock Unit" and derivativeSummary for phantom units"

Dividend equivalent units financial

"Dividend equivalent units, which vest on the first anniversary of the grant"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

Restricted stock units financial

"grant of the restricted stock units to which they relate"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Fully vested dividend equivalents financial

"Fully vested dividend equivalents received on restricted stock units payable solely in shares"

Stock units financial

"Stock units are 100% vested at the time of the acquisition"

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Judith P. Greffin report for ASSOCIATED BANC-CORP (ASB)?

Judith P. Greffin reported acquiring 105 and 38 shares of ASSOCIATED BANC-CORP common stock on June 15, 2026. These are coded as grants or awards, indicating compensation-related stock rather than open-market purchases, and increase her directly held common stock position.

How many ASSOCIATED BANC-CORP (ASB) shares does Judith P. Greffin hold after this Form 4?

Following the June 15, 2026 transactions, Judith P. Greffin directly holds 17,741 shares of ASSOCIATED BANC-CORP common stock. This total reflects compensation-related grants reported in the filing and represents her direct, non-derivative ownership at that date.

What are the phantom stock units reported for Judith P. Greffin at ASSOCIATED BANC-CORP (ASB)?

Greffin reports phantom stock units linked to 47,488.771 underlying ASSOCIATED BANC-CORP common shares at a $0.00 exercise price. These units are payable solely in shares of common stock, generally upon separation or vesting, in line with her distribution elections under the company’s plan.

At what price were Judith P. Greffin’s ASSOCIATED BANC-CORP (ASB) stock grants valued?

The reported grants to Judith P. Greffin were valued at $29.22 per share. She received 105 shares and 38 shares of ASSOCIATED BANC-CORP common stock at this price, categorized as grants or awards rather than open-market purchases.

Are Judith P. Greffin’s ASSOCIATED BANC-CORP (ASB) stock units vested according to the Form 4?

One footnote states the stock units are 100% vested at the time of acquisition. Other footnotes describe dividend equivalent units that vest on the first anniversary of related restricted stock units and are payable solely in common stock upon vesting or director separation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/17/2026 - 12:27 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Greffin Judith P

(Last)

(First)

(Middle)

ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY

WISCONSIN

54301

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock $0.01 Par Value	06/15/2026		A⁽¹⁾		38	A	$29.22	17,636	D
Common Stock $0.01 Par Value	06/15/2026		A⁽²⁾		105	A	$29.22	17,741	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Unit	$0							⁽³⁾	⁽⁴⁾	Common Stock $0.01 Par Value	47,488.771		47,488.771	D

Explanation of Responses:

1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

2. Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

3. Stock units are 100% vested at the time of the acquisition.

4. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

	/s/ Lynn M. Floeter, attorney-in-fact for Judith P. Greffin	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR