STOCK TITAN

ASSOCIATED BANC-CORP (ASB) director awarded shares and holds 47,488 phantom units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.

She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.

Positive

  • None.

Negative

  • None.
Insider Greffin Judith P
Role null
Type Security Shares Price Value
Grant/Award Common Stock $0.01 Par Value 38 $29.22 $1K
Grant/Award Common Stock $0.01 Par Value 105 $29.22 $3K
holding Phantom Stock Unit -- -- --
Holdings After Transaction: Common Stock $0.01 Par Value — 17,636 shares (Direct, null); Phantom Stock Unit — 47,488.771 shares (Direct, null)
Footnotes (1)
  1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Stock units are 100% vested at the time of the acquisition. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.
Common stock grant 1 105 shares at $29.22 Grant/award acquisition on June 15, 2026
Common stock grant 2 38 shares at $29.22 Grant/award acquisition on June 15, 2026
Direct common shares after transactions 17,741 shares Direct non-derivative holdings following June 15, 2026
Phantom stock underlying shares 47,488.771 shares Underlying common stock for phantom units; exercise price $0.0000
Phantom unit exercise price $0.0000 Exercise price for phantom stock units
Phantom Stock Unit financial
"security_title: "Phantom Stock Unit" and derivativeSummary for phantom units"
Dividend equivalent units financial
"Dividend equivalent units, which vest on the first anniversary of the grant"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
Restricted stock units financial
"grant of the restricted stock units to which they relate"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Fully vested dividend equivalents financial
"Fully vested dividend equivalents received on restricted stock units payable solely in shares"
Stock units financial
"Stock units are 100% vested at the time of the acquisition"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Greffin Judith P

(Last)(First)(Middle)
ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.01 Par Value06/15/2026A(1)38A$29.2217,636D
Common Stock $0.01 Par Value06/15/2026A(2)105A$29.2217,741D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Unit$0 (3) (4)Common Stock $0.01 Par Value47,488.77147,488.771D
Explanation of Responses:
1. Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
2. Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
3. Stock units are 100% vested at the time of the acquisition.
4. Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.
/s/ Lynn M. Floeter, attorney-in-fact for Judith P. Greffin06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Judith P. Greffin report for ASSOCIATED BANC-CORP (ASB)?

Judith P. Greffin reported acquiring 105 and 38 shares of ASSOCIATED BANC-CORP common stock on June 15, 2026. These are coded as grants or awards, indicating compensation-related stock rather than open-market purchases, and increase her directly held common stock position.

How many ASSOCIATED BANC-CORP (ASB) shares does Judith P. Greffin hold after this Form 4?

Following the June 15, 2026 transactions, Judith P. Greffin directly holds 17,741 shares of ASSOCIATED BANC-CORP common stock. This total reflects compensation-related grants reported in the filing and represents her direct, non-derivative ownership at that date.

What are the phantom stock units reported for Judith P. Greffin at ASSOCIATED BANC-CORP (ASB)?

Greffin reports phantom stock units linked to 47,488.771 underlying ASSOCIATED BANC-CORP common shares at a $0.00 exercise price. These units are payable solely in shares of common stock, generally upon separation or vesting, in line with her distribution elections under the company’s plan.

At what price were Judith P. Greffin’s ASSOCIATED BANC-CORP (ASB) stock grants valued?

The reported grants to Judith P. Greffin were valued at $29.22 per share. She received 105 shares and 38 shares of ASSOCIATED BANC-CORP common stock at this price, categorized as grants or awards rather than open-market purchases.

Are Judith P. Greffin’s ASSOCIATED BANC-CORP (ASB) stock units vested according to the Form 4?

One footnote states the stock units are 100% vested at the time of acquisition. Other footnotes describe dividend equivalent units that vest on the first anniversary of related restricted stock units and are payable solely in common stock upon vesting or director separation.