Associated Banc-Corp (NYSE: ASB) CEO adds shares via dividend reinvestment

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP President & CEO Andrew J. Harmening increased his direct holdings through a dividend reinvestment. On June 15, 2026, he acquired 2,553.574 shares of common stock via a dividend reinvestment transaction at an average price of $29.4089 per share. Following this transaction, his direct ownership rose to 396,492.136 shares of Associated Banc-Corp common stock. This filing reflects an automatic, non-market acquisition rather than an open-market buy or sell decision.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Harmening Andrew J

Role President & CEO

Type	Security	Shares	Price	Value
Other	Common Stock $0.01 Par Value	2,553.574	$29.4089	$75K

Holdings After Transaction: Common Stock $0.01 Par Value — 396,492.136 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares acquired: 2,553.574 shares Average acquisition price: $29.4089 per share Shares held after transaction: 396,492.136 shares +1 more

4 metrics

Shares acquired 2,553.574 shares Dividend reinvestment on June 15, 2026

Average acquisition price $29.4089 per share Dividend reinvestment transaction

Shares held after transaction 396,492.136 shares Direct holdings following dividend reinvestment

Restructuring-type shares 2,553.574 shares Classified under transaction code J, other acquisition or disposition

Key Terms

Dividend reinvestment, Form 4, Other acquisition or disposition, Common Stock $0.01 Par Value

4 terms

Dividend reinvestment financial

"Shares acquired in dividend reinvestment transaction."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Other acquisition or disposition financial

"transaction_code_description": "Other acquisition or disposition""

Common Stock $0.01 Par Value financial

"security_title": "Common Stock $0.01 Par Value""

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Form 4 Insider Transactions: What Each Field Means →

06/17/2026 - 12:54 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harmening Andrew J

(Last)

(First)

(Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY

WISCONSIN

54301

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock $0.01 Par Value	06/15/2026		J⁽¹⁾	V	2,553.574	A	$29.4089	396,492.136	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares acquired in dividend reinvestment transaction.

	/s/ Lynn M. Floeter, attorney-in-fact for Andrew J. Harmening	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Associated Banc-Corp (ASB) disclose in this Form 4 filing?

Associated Banc-Corp reported a Form 4 for President & CEO Andrew J. Harmening showing a dividend reinvestment. He acquired 2,553.574 common shares at $29.4089 each, bringing his direct holdings to 396,492.136 shares after the transaction.

How many Associated Banc-Corp (ASB) shares did the CEO acquire?

Andrew J. Harmening acquired 2,553.574 shares of Associated Banc-Corp common stock. The shares were obtained through a dividend reinvestment transaction, rather than open-market purchases, at an average price of $29.4089 per share according to the Form 4 filing.

What is Andrew J. Harmening’s total ASB shareholding after this transaction?

After the dividend reinvestment, Andrew J. Harmening directly holds 396,492.136 shares of Associated Banc-Corp common stock. This total reflects his ownership immediately following the June 15, 2026 dividend reinvestment transaction reported in the Form 4.

Was the Associated Banc-Corp (ASB) CEO’s Form 4 transaction an open-market trade?

No, the transaction was not an open-market trade. Footnotes state the 2,553.574 shares were acquired in a dividend reinvestment transaction, meaning dividends were automatically used to purchase additional Associated Banc-Corp common shares for the CEO.

What transaction code appears in Andrew J. Harmening’s ASB Form 4?

The Form 4 uses transaction code J, classified as “Other acquisition or disposition.” A footnote clarifies this specific event as shares acquired through a dividend reinvestment transaction, rather than a standard open-market buy or sell.

How large is the restructuring-type transaction in the ASB Form 4?

The Form 4 identifies 2,553.574 shares as restructuring-type activity under transaction code J. These shares, acquired via dividend reinvestment at $29.4089, modestly increase the CEO’s direct position to 396,492.136 Associated Banc-Corp common shares.