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Associated Banc-Corp (ASB) EVP files Form 4 for insider stock sales

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Associated Banc-Corp executive reports stock sales and updated holdings. An Executive Vice President sold 3,161 shares of Associated Banc-Corp common stock at $25.79 per share and 166 shares at $25.795 per share on 12/03/2025. After these transactions, the reporting person directly beneficially owned 41,188 shares of common stock and indirectly beneficially owned 5,461.07 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ahern Patrick Edward

(Last) (First) (Middle)
C/O ASSOCIATED BANC CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 12/03/2025 S 3,161 D $25.79 41,354 D
Common Stock $0.01 Par Value 12/03/2025 S 166 D $25.795 41,188 D
Common Stock $0.01 Par Value 5,461.07 I 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/Lynn M. Floeter, attorney-in-fact for Patrick Edward Ahern 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ASB report in this Form 4?

An Executive Vice President of Associated Banc-Corp reported selling 3,161 shares of common stock at $25.79 per share and 166 shares at $25.795 per share on 12/03/2025.

How many ASB shares does the insider own after the reported sale?

Following the reported transactions, the insider beneficially owned 41,188 shares of Associated Banc-Corp common stock directly and 5,461.07 shares indirectly through a 401(k) plan.

What is the insider's role at Associated Banc-Corp (ASB)?

The reporting person is an Executive Vice President of Associated Banc-Corp.

Were the ASB transactions in this Form 4 purchases or sales?

The Form 4 shows sales of Associated Banc-Corp common stock, coded as transaction type S (sale).

Is this Form 4 filed by one or multiple reporting persons for ASB?

The filing is indicated as a Form filed by One Reporting Person.

Does the Form 4 mention indirect ownership for the ASB insider?

Yes. In addition to direct holdings, the insider indirectly owns 5,461.07 shares of Associated Banc-Corp common stock through a 401(k) plan.
Associated Banc Corp

NYSE:ASB

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4.32B
164.34M
0.77%
86.7%
3.67%
Banks - Regional
State Commercial Banks
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United States
GREEN BAY