Associated Banc EVP shifts 28K shares to trust
ASSOCIATED BANC-CORP (ASB) Executive Vice President Patrick Edward Ahern reported an internal restructuring of his holdings of Common Stock on September 17, 2026.
Rhea-AI Filing Summary
ASSOCIATED BANC-CORP (ASB) Executive Vice President Patrick Edward Ahern reported an internal restructuring of his holdings of Common Stock on September 17, 2026. He transferred 28,057 shares from his individual account to his revocable trust for estate planning purposes, with the filing stating this does not represent a change in beneficial ownership. After the transfer, he holds 15,686 shares directly, 28,057 shares indirectly through the revocable trust, and an additional 5,589.79 shares indirectly in a 401(k) plan; no Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 56,114 shares
Other
3 txns
Insider
Ahern Patrick Edward
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock $0.01 Par Value F1 | 28,057 | $0.00 | $0.00 |
| Other | Common Stock $0.01 Par Value F1 | 28,057 | $0.00 | $0.00 |
| holding | Common Stock $0.01 Par Value | -- | -- | -- |
Holdings After Transaction:
Common Stock $0.01 Par Value — 15,686 shares (Direct);
Common Stock $0.01 Par Value — 28,057 shares (Indirect, By Trust);
Common Stock $0.01 Par Value — 5,589.79 shares (Indirect, 401(k) plan)
Footnotes (1)
- F1. Represents a transfer of shares from the reporting person's individual account to his revocable trust, of which the reporting person is trustee and beneficiary. The transfer was effected for estate planning purposes only and does not represent a change in beneficial ownership.
Key Figures
Shares transferred to revocable trust: 28,057 shares
Direct holdings after transaction: 15,686 shares
Indirect holdings in revocable trust: 28,057 shares
+3 more
6 metrics
Shares transferred to revocable trust
28,057 shares
Transfer of ASB common stock on September 17, 2026 from individual account to revocable trust
Direct holdings after transaction
15,686 shares
Directly owned ASB common stock following September 17, 2026 transfer
Indirect holdings in revocable trust
28,057 shares
ASB common stock held indirectly by revocable trust after transfer
Indirect holdings in 401(k) plan
5,589.79 shares
ASB common stock held indirectly through 401(k) plan as of September 17, 2026
Reported transaction price per share
$0.00 per share
Internal transfer of 28,057 shares to revocable trust on September 17, 2026
Restructuring shares
56,114 shares
Total shares involved in restructuring-type transactions coded as J on September 17, 2026
Key Terms
revocable trust, beneficial ownership, 401(k) plan
3 terms
revocable trust financial
"transfer of shares from the reporting person's individual account to his revocable trust"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
beneficial ownership financial
"does not represent a change in beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
401(k) plan financial
"total shares following transaction ... indirect ownership: 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did ASB Executive Vice President Patrick Edward Ahern report in this Form 4 for ASB stock?
He reported an internal transfer of 28,057 shares of ASSOCiATED BANC-CORP common stock on September 17, 2026 from his individual account to his revocable trust, described as an estate planning transaction with no change in beneficial ownership.
Does this ASB Form 4 indicate any change in Patrick Edward Ahern’s beneficial ownership?
The footnote states the transfer to the revocable trust was for estate planning purposes only and “does not represent a change in beneficial ownership,” since he is the trustee and beneficiary of the trust.
Were the ASB transactions made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating that the transactions were made pursuant to a Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
