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Associated Banc-Corp (ASB) CIO receives 3,669 time-based restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Associated Banc-Corp’s Chief Information Officer Terry Lynn Williams reported an equity award of company stock. On February 1, 2026, Williams acquired 3,669 shares of Associated Banc-Corp common stock at $27.26 per share as a grant of time-based restricted stock units.

The award, granted in 2026, will vest in four equal annual installments starting on February 8, 2027. After this transaction, Williams beneficially owned a total of 16,738.2762 shares of Associated Banc-Corp common stock in direct ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Terry Lynn

(Last) (First) (Middle)
C/O ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 02/01/2026 A(1) 3,669 A $27.26 16,738.2762 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2026, which will vest in four equal annual installments beginning on February 8, 2027.
/s/ Lynn M. Floeter, attorney-in-fact for Terry Lynn Williams 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ASB’s Chief Information Officer report?

ASB’s Chief Information Officer Terry Lynn Williams reported receiving 3,669 shares of common stock as a time-based restricted stock grant. The shares were valued at $27.26 each and increase her beneficial ownership to 16,738.2762 directly held shares in Associated Banc-Corp.

When will Terry Lynn Williams’ 2026 ASB restricted stock grant vest?

The 3,669 time-based restricted stock units granted in 2026 to Terry Lynn Williams will vest in four equal annual installments. Vesting begins on February 8, 2027, and continues annually thereafter, subject to the standard conditions typically attached to time-based restricted stock awards.

How many ASB shares does Terry Lynn Williams own after this Form 4 transaction?

After the reported Form 4 transaction, Terry Lynn Williams beneficially owns 16,738.2762 shares of Associated Banc-Corp common stock. This total reflects the addition of 3,669 time-based restricted stock units granted on February 1, 2026, reported as directly held ownership.

What type of security was reported in this ASB Form 4 filing?

The filing reports non-derivative common stock of Associated Banc-Corp with a $0.01 par value. The 3,669 shares represent time-based restricted stock units granted in 2026, which convert into common shares as they vest over four annual installments beginning February 8, 2027.

Was the ASB insider transaction a purchase or an award of shares?

The transaction was an award of shares, not an open-market purchase. Terry Lynn Williams received 3,669 time-based restricted stock units as a 2026 equity grant, with a reported value of $27.26 per share, structured to vest annually starting February 8, 2027.
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