Associated Banc (NYSE: ASB) EVP adds shares via stock plan in ESPP

Rhea-AI Filing Summary

Associated Banc-Corp Executive Vice President Nicole M. Kitowski reported a small purchase of company stock through an employee plan. On January 15, 2026, she acquired 27.2919 shares of Associated Banc-Corp common stock at $26.871 per share in the issuer's Employee Stock Purchase Plan. Following this transaction, she directly holds 45,172.1011 shares of common stock and indirectly holds 3,216.87 shares through a 401(k) Plan.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Kitowski Nicole M

Role Executive Vice President

Type	Security	Shares	Price	Value
Other	Common Stock $0.01 Par Value	27.2919	$26.871	$733.36
holding	Common Stock $0.01 Par Value	--	--	--

Holdings After Transaction: Common Stock $0.01 Par Value — 45,172.1011 shares (Direct); Common Stock $0.01 Par Value — 3,216.87 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. F1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.

FAQ

What insider transaction did ASB Executive Vice President Nicole M. Kitowski report?

Nicole M. Kitowski reported acquiring 27.2919 shares of Associated Banc-Corp common stock at $26.871 per share on January 15, 2026.

How were the new ASB shares acquired by Nicole M. Kitowski?

The filing states the shares were purchased within the issuer's Employee Stock Purchase Plan, as noted in the explanation of responses.

How many ASB shares does Nicole M. Kitowski own directly after this transaction?

After the reported transaction, Nicole M. Kitowski directly owns 45,172.1011 shares of Associated Banc-Corp common stock.

Does Nicole M. Kitowski hold any ASB shares indirectly?

Yes. The filing shows she indirectly holds 3,216.87 shares of Associated Banc-Corp common stock through a 401(k) Plan.

What is the role of Nicole M. Kitowski at Associated Banc-Corp (ASB)?

Nicole M. Kitowski is listed as an Officer of Associated Banc-Corp with the title Executive Vice President.

What does the Form 4 transaction code J indicate in this ASB filing?

The transaction is coded J, and the accompanying footnote explains that the shares were purchased within the issuer's Employee Stock Purchase Plan.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/16/2026 - 02:56 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kitowski Nicole M

(Last) (First) (Middle)

433 MAIN STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	01/15/2026		J(1)	V	27.2919	A	$26.871	45,172.1011	D
Common Stock $0.01 Par Value								3,216.87	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.

	/s/ Lynn M. Floeter, attorney-in-fact for Nicole M. Kitowski	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.