Associated Banc-Corp CEO adds 2,516 shares

ASSOCIATED BANC-CORP’s President & CEO increased his direct ASB holdings via a dividend reinvestment transaction exempt under Rule 16a-11.

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) reports that President & CEO Andrew J. Harmening acquired 2,516.375 shares of common stock on September 15, 2026 through a dividend reinvestment plan at a reported price of $30.0872 per share. Following this dividend reinvestment transaction, his direct holdings total 399,008.511 shares. The company states this dividend reinvestment is exempt from Section 16 under Rule 16a-11, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Other: 2,516.375 shares

Other 1 txn

Insider Harmening Andrew J

Role President & CEO

Type	Security	Shares	Price	Value
Other	Common Stock $0.01 Par Value F1	2,516.375	$30.0872	$76K

Holdings After Transaction: Common Stock $0.01 Par Value — 399,008.511 shares (Direct)

Footnotes (1)

1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Key Figures

Shares acquired: 2,516.375 shares Price per share: $30.0872 per share Shares held after transaction: 399,008.511 shares +1 more

4 metrics

Shares acquired 2,516.375 shares Dividend reinvestment on September 15, 2026

Price per share $30.0872 per share Reported for the September 15, 2026 dividend reinvestment

Shares held after transaction 399,008.511 shares Direct holdings of Andrew J. Harmening after the transaction

Transaction code Code J (Other acquisition or disposition) Classified as other acquisition or disposition in Form 4

Key Terms

dividend reinvestment plan, Section 16, Rule 16a-11

3 terms

dividend reinvestment plan financial

"The reporting person acquired these shares under a dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Section 16 regulatory

"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Rule 16a-11 regulatory

"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASB report for Andrew J. Harmening?

ASSOCIATED BANC-CORP reported that President & CEO Andrew J. Harmening acquired 2,516.375 shares of common stock on September 15, 2026 through a dividend reinvestment plan at a reported price of $30.0872 per share.

How many ASB shares does Andrew J. Harmening hold after this transaction?

After the September 15, 2026 dividend reinvestment transaction, Andrew J. Harmening’s direct holdings in ASSOCIATED BANC-CORP common stock total 399,008.511 shares.

Was Andrew J. Harmening’s ASB share acquisition under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan is reported for this transaction. The acquisition was made through a dividend reinvestment plan.

What type of ASB shares were acquired in this Form 4 transaction?

The transaction involves Common Stock $0.01 Par Value of ASSOCIATED BANC-CORP, acquired by Andrew J. Harmening through a dividend reinvestment plan on September 15, 2026.

Is the ASB dividend reinvestment transaction exempt from Section 16?

Yes. A footnote explains that Andrew J. Harmening acquired these shares under a dividend reinvestment plan in a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/17/2026 - 01:49 PM Accepted by SEC EDGAR 09/17/2026 - 01:49 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harmening Andrew J

(Last) (First) (Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WISCONSIN 54301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock $0.01 Par Value	09/15/2026		J(1)	V	2,516.375	A	$30.0872	399,008.511	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Lynn M. Floeter, attorney-in-fact for Andrew J. Harmening	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)