ASSOCIATED BANC-CORP (ASB) discloses that Executive Vice President, General Counsel and Corporate Secretary Randall J. Erickson will retire from his position effective October 13, 2026. He will remain with the company in an advisory capacity through the end of 2026 to support transition of his duties.
Under an Employment Transition – Letter Agreement dated September 21, 2026, Erickson will serve as an Attorney-Advisor from the effective date of his retirement to January 4, 2027, reporting to the Chief Executive Officer and performing duties determined by the CEO and the General Counsel and Corporate Secretary. The Letter Agreement is filed as Exhibit 10.1 and incorporated by reference.
ASSOCIATED BANC-CORP (ASB) Executive Vice President Patrick Edward Ahern reported an internal restructuring of his holdings of Common Stock on September 17, 2026. He transferred 28,057 shares from his individual account to his revocable trust for estate planning purposes, with the filing stating this does not represent a change in beneficial ownership. After the transfer, he holds 15,686 shares directly, 28,057 shares indirectly through the revocable trust, and an additional 5,589.79 shares indirectly in a 401(k) plan; no Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) executive vice president Steven S. Zandpour reported acquiring common stock through the company’s Employee Stock Purchase Plan. On September 15, 2026, he obtained 80.0391 shares of common stock at $30.167 per share, bringing his directly held position to 18,704.9457 shares.
The filing indicates no transactions were made under a Rule 10b5-1 trading plan.
ASSOCIATED BANC-CORP (ASB) reports that Chief Information Officer Terry Lynn Williams acquired common shares through the company’s Employee Stock Purchase Plan on September 15, 2026. The acquisition covered 75.997 shares at $30.167 per share, bringing the executive’s directly held position to 24,411.7803 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.
ASSOCIATED BANC-CORP (ASB) reports that Executive Vice President Nicole M. Kitowski acquired 25.0393 shares of common stock on September 15, 2026 through the company's Employee Stock Purchase Plan at $30.1670 per share. After this transaction she held 45,375.4621 shares directly, plus 3,266.3000 shares held indirectly in a 401(k) plan. No Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) executive Jayne C. Hladio, EVP and President Private Wealth, acquired 12.8326 shares of common stock on September 15, 2026 through the company’s Employee Stock Purchase Plan at a price of $30.1670 per share. Following this transaction, she directly owns a total of 16,658.5535 shares of common stock. No Rule 10b5-1 trading plan is reported for this purchase.
ASSOCIATED BANC-CORP (ASB) reports that executive vice president and chief human resources officer Julio Manso acquired a total of 31.8709 shares of common stock on September 15, 2026. The acquisitions include 13.6739 shares purchased through the Employee Stock Purchase Plan at $30.1670 per share and 18.1970 shares acquired via dividend reinvestment at $30.0868 per share. No Rule 10b5-1 trading plan is reported for these transactions.
ASSOCIATED BANC-CORP (ASB) reports that President & CEO Andrew J. Harmening acquired 2,516.375 shares of common stock on September 15, 2026 through a dividend reinvestment plan at a reported price of $30.0872 per share. Following this dividend reinvestment transaction, his direct holdings total 399,008.511 shares. The company states this dividend reinvestment is exempt from Section 16 under Rule 16a-11, and no Rule 10b5-1 trading plan is reported.
ASSOCIATED BANC-CORP (ASB) reports that Executive Vice President John A. Utz acquired additional equity interests on September 15, 2026. He purchased 44.6693 shares of common stock at $30.1670 per share through the company’s Employee Stock Purchase Plan and was credited with 428 dividend equivalent units at $30.3200 per unit, which he elected to defer into the Executives Deferred Compensation Plan. He also reports indirect ownership of 15,864.5700 shares of common stock held in a 401(k) plan.
ASSOCIATED BANC-CORP (symbol: ASB) is the issuer of record for a Form 4 filing submitted to the SEC. Warsek Gregory reported acquisition or exercise transactions in this Form 4 filing.
ASSOCIATED BANC-CORP (ASB) reports that EVP Gregory Warsek received a grant of 35 shares of Common Stock on September 15, 2026, valued at $30.32 per share, described as dividend equivalent units earned on vested shares and partially deferred into an Executive's Deferred Compensation Plan.
After this grant, Warsek holds 13,844 shares directly and 13,605.08 shares indirectly through a 401(k) plan. No Rule 10b5-1 trading plan is reported for these transactions.