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Associated Banc-Corp SEC Filings

ASBA NYSE

Welcome to our dedicated page for Associated Banc-Corp SEC filings (Ticker: ASBA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Associated Banc-Corp's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Associated Banc-Corp's regulatory disclosures and financial reporting.

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ASSOCIATED BANC-CORP director Karen Van Lith reported routine equity compensation activity. On June 15, 2026, she acquired 355 shares and 38 shares of common stock as grant or award transactions at $29.22 per share, bringing her direct common stock holdings to 61,211 shares.

She also holds 28,618.169 phantom stock units tied to Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units and stock units are fully vested and are payable solely in shares of common stock upon vesting or distribution under a nonqualified benefit plan.

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ASSOCIATED BANC-CORP director Karen Van Lith reported routine equity compensation activity. On June 15, 2026, she acquired 355 shares and 38 shares of common stock as grant or award transactions at $29.22 per share, bringing her direct common stock holdings to 61,211 shares.

She also holds 28,618.169 phantom stock units tied to Associated Banc-Corp common stock. Footnotes explain that related dividend equivalent units and stock units are fully vested and are payable solely in shares of common stock upon vesting or distribution under a nonqualified benefit plan.

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SULLIVAN OWEN J reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Owen J. Sullivan received a grant of 38 shares of common stock-equivalent units as compensation. The award is recorded at a reference price of $29.22 per share and increases his directly held stake to 10,085 shares of common stock.

The footnote explains these are dividend equivalent units tied to previously granted restricted stock units. They vest on the first anniversary of the related restricted stock unit grant and are payable only in common shares when they vest, with an option for Sullivan to defer settlement if he elects.

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SULLIVAN OWEN J reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Owen J. Sullivan received a grant of 38 shares of common stock-equivalent units as compensation. The award is recorded at a reference price of $29.22 per share and increases his directly held stake to 10,085 shares of common stock.

The footnote explains these are dividend equivalent units tied to previously granted restricted stock units. They vest on the first anniversary of the related restricted stock unit grant and are payable only in common shares when they vest, with an option for Sullivan to defer settlement if he elects.

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Nettles Cory L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Cory L. Nettles reported equity-based compensation activity. On 2026-06-15, he received two stock awards totaling 382 shares of common stock at $29.22 per share, bringing his direct common stock holdings to 47,259 shares.

The filing also reports phantom stock units linked to 52,445.568 underlying shares of common stock. Footnotes explain these units are fully vested dividend-equivalent and deferred compensation awards that are payable solely in shares of common stock under the director’s distribution and vesting elections.

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Nettles Cory L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Cory L. Nettles reported equity-based compensation activity. On 2026-06-15, he received two stock awards totaling 382 shares of common stock at $29.22 per share, bringing his direct common stock holdings to 47,259 shares.

The filing also reports phantom stock units linked to 52,445.568 underlying shares of common stock. Footnotes explain these units are fully vested dividend-equivalent and deferred compensation awards that are payable solely in shares of common stock under the director’s distribution and vesting elections.

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Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Kristen M. Ludgate received a compensation-related stock award of 38 shares of common stock. The shares were granted on June 15, 2026 at a value of $29.22 per share, reflecting the grant date fair value used for reporting.

After this award, Ludgate directly holds 10,085 shares of Associated Banc-Corp common stock. The filing characterizes the transaction as a grant or award rather than an open-market purchase, meaning it represents equity compensation, not a discretionary buy in the market. A footnote explains that related dividend equivalent units are payable in shares upon vesting of the underlying restricted stock units.

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Ludgate Kristen M reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Kristen M. Ludgate received a compensation-related stock award of 38 shares of common stock. The shares were granted on June 15, 2026 at a value of $29.22 per share, reflecting the grant date fair value used for reporting.

After this award, Ludgate directly holds 10,085 shares of Associated Banc-Corp common stock. The filing characterizes the transaction as a grant or award rather than an open-market purchase, meaning it represents equity compensation, not a discretionary buy in the market. A footnote explains that related dividend equivalent units are payable in shares upon vesting of the underlying restricted stock units.

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Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Wende L. Kotouc reported a small equity award in the company’s common stock. On June 15, 2026, Kotouc received 29 shares of common stock as a grant or award at a reference price of $29.22 per share, bringing direct holdings to 1,776,743 shares.

The filing also lists indirect holdings of 8,321,731 shares attributed to a spouse and 616 shares attributed to a child. A footnote explains that the award relates to dividend equivalent units tied to restricted stock units, which vest after one year and are settled in shares, with an option for deferral.

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Kotouc Wende L reported acquisition or exercise transactions in this Form 4 filing.

ASSOCIATED BANC-CORP director Wende L. Kotouc reported a small equity award in the company’s common stock. On June 15, 2026, Kotouc received 29 shares of common stock as a grant or award at a reference price of $29.22 per share, bringing direct holdings to 1,776,743 shares.

The filing also lists indirect holdings of 8,321,731 shares attributed to a spouse and 616 shares attributed to a child. A footnote explains that the award relates to dividend equivalent units tied to restricted stock units, which vest after one year and are settled in shares, with an option for deferral.

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ASSOCIATED BANC-CORP director Eileen A. Kamerick reported new stock-based awards. She acquired 355 shares and 38 shares of common stock at $29.2200 per share as grants or awards, bringing her direct holdings to 50,118 common shares. She also holds phantom stock units tied to 31,407.861 underlying common shares in a nonqualified benefit plan, which are payable in stock under her distribution elections.

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ASSOCIATED BANC-CORP director Eileen A. Kamerick reported new stock-based awards. She acquired 355 shares and 38 shares of common stock at $29.2200 per share as grants or awards, bringing her direct holdings to 50,118 common shares. She also holds phantom stock units tied to 31,407.861 underlying common shares in a nonqualified benefit plan, which are payable in stock under her distribution elections.

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ASSOCIATED BANC-CORP director Rodney Jones-Tyson received a small stock-based award. On 2026-06-15, he acquired 38 shares of common stock at a grant price of $29.22 per share through a compensation-related grant, not an open-market purchase.

After this award, he directly holds 13,904 common shares. A footnote explains that related dividend equivalent units vest on the first anniversary of the underlying restricted stock units and are payable only in shares of common stock upon vesting, with an option for deferral if elected.

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ASSOCIATED BANC-CORP director Rodney Jones-Tyson received a small stock-based award. On 2026-06-15, he acquired 38 shares of common stock at a grant price of $29.22 per share through a compensation-related grant, not an open-market purchase.

After this award, he directly holds 13,904 common shares. A footnote explains that related dividend equivalent units vest on the first anniversary of the underlying restricted stock units and are payable only in shares of common stock upon vesting, with an option for deferral if elected.

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ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related changes in his holdings. On June 15, 2026, he received a grant of 38 shares of common stock at $29.22 per share as a director award. He also had 33.423 additional shares of common stock acquired through a dividend reinvestment transaction, increasing his directly held common stock to 8,795.965 shares.

Separately, a trust associated with him holds 5,750 common shares with voting rights. He also holds 69,403.270 phantom stock units, which are fully vested stock units in a Deferred Compensation Plan and are payable in shares of common stock according to his distribution elections and related vesting terms.

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ASSOCIATED BANC-CORP director Michael J. Haddad reported small equity-related changes in his holdings. On June 15, 2026, he received a grant of 38 shares of common stock at $29.22 per share as a director award. He also had 33.423 additional shares of common stock acquired through a dividend reinvestment transaction, increasing his directly held common stock to 8,795.965 shares.

Separately, a trust associated with him holds 5,750 common shares with voting rights. He also holds 69,403.270 phantom stock units, which are fully vested stock units in a Deferred Compensation Plan and are payable in shares of common stock according to his distribution elections and related vesting terms.

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ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.

She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.

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ASSOCIATED BANC-CORP director Judith P. Greffin reported compensation-related stock activity. On June 15, 2026, she acquired 105 and 38 shares of common stock at $29.22 per share as grants or awards, bringing her direct common stock holdings to 17,741 shares.

She also holds phantom stock units tied to 47,488.771 underlying common shares, with an exercise price of $0.00. Footnotes explain these include dividend equivalent units and stock units that are fully vested and payable solely in common stock, generally upon vesting or after she ceases serving as a director, according to her distribution elections.

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Associated Banc-Corp Executive Vice President John A. Utz sold shares of company stock. On June 10, 2026, he completed an open-market sale of 5,000 shares of Associated Banc-Corp common stock at $28.825 per share.

After this sale, Utz directly held 118,156.499 shares of common stock. In addition, a separate holding entry shows 15,758.95 shares held indirectly through a 401(k) Plan, which reflects a retirement-plan position rather than a market trade.

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Associated Banc-Corp Executive Vice President John A. Utz sold shares of company stock. On June 10, 2026, he completed an open-market sale of 5,000 shares of Associated Banc-Corp common stock at $28.825 per share.

After this sale, Utz directly held 118,156.499 shares of common stock. In addition, a separate holding entry shows 15,758.95 shares held indirectly through a 401(k) Plan, which reflects a retirement-plan position rather than a market trade.

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FAQ

How many Associated Banc-Corp (ASBA) SEC filings are available on StockTitan?

StockTitan tracks 379 SEC filings for Associated Banc-Corp (ASBA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Associated Banc-Corp (ASBA)?

The most recent SEC filing for Associated Banc-Corp (ASBA) was filed on June 17, 2026.