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ASSOCIATED BANC-CORP (ASBA) SEC Filings, Sep 17, 2025

ASBA NYSE
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Insider purchase under ESPP at Associated Banc-Corp (ASBA) — Terry Lynn Williams, Chief Information Officer and director, purchased 84.0946 shares of Common Stock $0.01 par value on 09/15/2025 under the issuer's Employee Stock Purchase Plan at a reported price of $26.161 per share. After the transaction, the filing reports 12,733.8737 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on 09/17/2025. The filing indicates the purchase code as J(1) and discloses direct ownership.

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Associated Banc-Corp insider purchase by EVP, CHRO Julio Manso. The Form 4 reports a transaction dated 09/15/2025 coded J(1), indicating shares were acquired under the issuer's Employee Stock Purchase Plan. The reported price per share for the transaction is $26.161 and the Form shows a post-transaction beneficial ownership figure of 12,885.1718 shares. The filing lists the reporting person as Julio Manso, EVP, CHRO, and includes a signature dated 09/17/2025 executed by Lynn M. Floeter by power of attorney.

This disclosure is a routine Section 16 filing documenting an employee plan purchase and does not include derivative transactions or other dispositions in this Form 4.

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Associated Banc-Corp (ASB) Form 4 shows that Nicole M. Kitowski, identified as an Executive Vice President and officer, reported an equity transaction dated 09/15/2025. The filing states shares were purchased under the issuer's Employee Stock Purchase Plan and lists a purchase price of $26.161. The form reports 3,164 shares held indirectly via a 401(k) plan following the reported transaction. The submission was signed by an attorney-in-fact, Lynn M. Floeter, on 09/17/2025. The document does not provide consolidated totals of all shares directly beneficially owned by the reporting person beyond the 401(k) disclosure.

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Jayne C. Hladio, an officer of Associated Banc-Corp (symbol: ASBA), reported a transaction dated 09/15/2025 under Form 4. The filing shows a purchase of common stock through the company's Employee Stock Purchase Plan (transaction code J(1)) at a per-share price of $26.161. Following the reported transaction, the filing lists 16,396.9293 shares beneficially owned, shown in direct ownership form. The form is signed by a power of attorney on behalf of Ms. Hladio on 09/17/2025.

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Andrew J. Harmening, President & CEO of Associated Banc-Corp (ASB), acquired 2,144.512 shares through the company dividend reinvestment plan on 09/15/2025 at an implied price of $26.2267 per share. After the transaction his reported beneficial ownership totals 323,837.308 shares. The filing was made on Form 4 and notes the acquisition was a dividend reinvestment transaction exempt under Rule 16a-11, reported by an attorney-in-fact on 09/17/2025.

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Phillip Trier, Executive Vice President and officer of Associated Banc-Corp (ASB) reported a small acquisition of common stock on 09/15/2025 through the company's dividend reinvestment plan. The filing shows 45.231 shares were acquired at a price of $26.2265 per share under a Rule 16a-11 dividend reinvestment transaction. After the transaction, Mr. Trier is recorded as beneficially owning 22,647.838 shares directly. The Form 4 was signed by an authorized POA on 09/17/2025.

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Derek S. Meyer, EVP and Chief Financial Officer of Associated Banc-Corp (symbol provided as ASBA), reported a Form 4 disclosing a purchase on 09/15/2025 of 23 shares of the issuer's common stock at a price of $25.92 per share. Following the reported transaction, the filing lists 51,184.379 shares beneficially owned. The filing includes an explanation that the shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in common stock and subject to deferral until separation if elected by the insider. The form is signed by an attorney-in-fact on 09/17/2025.

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John A. Utz, Executive Vice President of Associated Banc-Corp reported two acquisitions of the issuer's common stock on 09/15/2025: 457 shares purchased at $25.92 and 51.5095 shares acquired at $26.161. After these transactions he beneficially owned 111,736.1734 shares directly and had an indirect holding of 15,367.72 shares through a 401(k) plan. The Form 4 was signed by attorney-in-fact Lynn M. Floeter on 09/17/2025.

The filing notes the 457-share entry reflects fully vested dividend equivalents payable in shares and the 51.5095-share entry arose from purchases under the company Employee Stock Purchase Plan.

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Gregory Warsek, EVP of Associated Banc-Corp (ASB), reported a small purchase and his post-transaction holdings. On 09/15/2025 he acquired 15 shares of common stock at $25.92 per share. After the transaction he beneficially owned 13,385 shares directly and 27,638.46 shares indirectly through a 401(k) plan. The filing notes these 15 shares represent fully vested dividend equivalents from performance-based RSUs that are payable solely in shares and may be deferred until separation, as elected. The Form 4 was signed by POA on 09/17/2025.

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John B. Williams, a director of Associated Banc-Corp (ticker: ASBA), reported two non-derivative acquisitions of common stock on 09/15/2025 that arose from dividend equivalent units. He received 45 shares at $25.92 (recorded as increasing beneficial ownership to 67,905 shares) and received 372 shares at $25.92 (lifting his direct beneficial ownership to 68,277 shares). The filing also discloses an indirect holding of 8,000 shares held in an IRA with sole voting rights. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Williams on 09/17/2025.

The disclosure notes that the 45 and 372 share amounts represent dividend equivalents tied to restricted stock units: one set vests on the first anniversary of the RSU grant and the other represents fully vested dividend equivalents payable in shares upon cessation of service as a director.

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FAQ

How many ASSOCIATED BANC-CORP (ASBA) SEC filings are available on StockTitan?

StockTitan tracks 292 SEC filings for ASSOCIATED BANC-CORP (ASBA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ASSOCIATED BANC-CORP (ASBA)?

The most recent SEC filing for ASSOCIATED BANC-CORP (ASBA) was filed on September 17, 2025.