Welcome to our dedicated page for Ardmore Shipping SEC filings (Ticker: ASC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ardmore Shipping Corporation's SEC filings document its foreign private issuer reporting for a product and chemical tanker operator. Form 6-K reports attach quarterly and annual results releases, including fleet composition, voyage and time-charter activity, time charter equivalent performance, operating expenses, vessel transactions, dividend declarations and non-GAAP reconciliations.
The company's filing record also includes Form 20-F annual reporting references, proxy materials for annual meeting matters and registration statements on Form F-3 and Form S-8. These disclosures cover board and shareholder governance, common stock and restricted stock units, the completed redemption of Series A Preferred Stock, revolving and working-capital facilities, and corporate finance registration references.
Ardmore Shipping Corp’s Chief Financial Officer Russell John filed an initial ownership report showing he holds restricted stock units (RSUs) tied to the company’s common stock. These RSUs cover 651, 1,870 and 5,281 underlying shares, all with a zero exercise price and expirations from 2027 to 2029.
The RSUs represent a right to receive one share of common stock per unit and include dividend equivalent rights that convert accrued dividends into additional shares when the RSUs vest. Some RSUs vest fully on a stated date, while others vest in equal annual installments over two or three years, in each case conditioned on his continued service with the company.
Ardmore Shipping Corp President Bart B. Kelleher filed an initial statement of beneficial ownership. He reports direct ownership of 68,039 shares of common stock. He also holds restricted stock units that can convert into 3,280, 13,225, and 27,308 shares of common stock at an exercise price of $0.00 per share, with scheduled vesting dates between 2027 and 2029 subject to continued service. The RSUs include dividend equivalent rights that add extra shares when dividends are paid, calculated at vesting based on accrued dividends and the stock’s fair market value.
Ardmore Shipping Corp director James Alistair Fok has filed an initial ownership report. He holds 8,155 Restricted Stock Units, each representing a right to receive one share of Ardmore common stock, plus related dividend equivalent rights that pay out in additional shares when the RSUs vest.
The RSUs vest in full on June 17, 2026, provided he continues serving the company through that date. He also directly holds 11,150 shares of Ardmore common stock. This filing records his starting equity position as a director rather than reporting any new share purchases or sales.
Ardmore Shipping Corp director Mats Berglund filed an initial ownership report showing direct holdings in both common stock and restricted stock units (RSUs). He holds 12,851 shares of common stock directly. He also holds RSUs tied to 8,155 underlying shares of common stock that carry dividend equivalent rights.
The RSUs vest in full on June 17, 2026, provided he continues to serve the company through that date. Upon vesting, the associated dividend equivalents become payable in additional shares based on accrued dividends and the common stock’s fair market value at vesting or dividend payment.
Ardmore Shipping Corp director Curtis B. McWilliams filed a Form 3 showing his existing equity stake in the company. He reports holding 80,673 shares of common stock directly, plus 14,781 restricted stock units (RSUs) that are scheduled to vest in full on June 17, 2026, if he continues serving the company.
The RSUs carry dividend equivalent rights, meaning additional shares may be issued based on dividends paid before vesting. Each RSU represents a right to receive one share of Ardmore Shipping common stock at no exercise price when vesting occurs. This filing reflects ownership, not new share purchases or sales.
ASC filed a Rule 144 notice reporting proposed transactions in Common Stock, including recent equity compensation vesting and a recent sale by a holder. The filing lists Restricted Stock Units vesting on 03/01/2026 (967 RSUs) and 03/02/2026 (1,192 RSUs) classified as equity compensation.
The filing also records a sale by Robert Gaina of 5,463 shares of Common Stock on 02/19/2026 for $80,907.00. The document lists broker/dealer details and NYSE as the exchange.
Ardmore Shipping Corporation files its Form 20-F annual report, outlining its product and chemical tanker business, capital structure, and extensive risk disclosures. As of December 31, 2025, it had 40,731,441 common shares outstanding and total liquidity of $272.2 million, including $46.8 million of cash and cash equivalents and $225.4 million of undrawn revolving credit.
The company reports $127.0 million of variable-rate debt outstanding and must maintain minimum cash and cash equivalents of $18.75 million under its debt covenants. Its variable dividend policy targets quarterly payments equal to one-third of prior-quarter Adjusted Earnings.
Key risks include highly cyclical tanker markets, geopolitical conflicts affecting trade routes, cyberattacks, sanctions exposure, environmental and climate-related regulations, counterparty and financing risks, and potential cost overruns for drydocking, scrubber investments, and regulatory compliance across its fleet of 25 owned vessels.
ASC affiliate filed Form 144 reporting sales of Common Stock through Stifel Nicolaus & Company, Inc. The filing lists three transactions by Bart Kelleher: 8,000 shares on 02/20/2026, 1,215 shares on 02/26/2026, and 6,785 shares on 02/27/2026. The broker is Stifel Nicolaus & Company Inc.