Liberty All-Star Growth (ASG) President Adds 1,500 Shares

Rhea-AI Filing Summary

Mark T. Haley, President of Liberty All-Star Growth Fund Inc. (ASG), reported a purchase of the fund's common stock. On 09/09/2025 Mr. Haley acquired 1,500 shares at a price of $5.65 per share, bringing his reported beneficial ownership to 139,641.602 shares. The filing notes that the total shares reported include dividend reinvestment. No derivative transactions were reported.

Positive

• Officer purchase reported: President Mark T. Haley acquired 1,500 shares at $5.65 each on 09/09/2025.
• Increased beneficial ownership: Reported holdings rose to 139,641.602 shares, with totals noting dividend reinvestment.

Negative

• None.

Insights

Securities Analyst

TL;DR: An insider purchase of 1,500 shares increases the president's stake to 139,641.602 shares; totals include dividend reinvestment.

This Form 4 discloses a straightforward purchase (Transaction Code P) by the company's president on 09/09/2025 at $5.65 per share. The filing records only non-derivative common stock activity and explicitly states that reported totals include dividend reinvestment. For investors, insider purchases can signal management's willingness to hold equity, but this filing does not provide information about the transaction's size relative to outstanding shares or timing rationale.

Corporate Governance Expert

TL;DR: Routine disclosure of an officer's open-market purchase; no amendments or derivative activity shown.

The document is a standard Section 16 Form 4 reporting a purchase by an officer who is also identified as president. The form is filed by one reporting person and is signed. It includes a clarifying note that totals reflect dividend reinvestment. There are no indications of related-party contracts, option exercises, or sales in this filing. From a governance perspective, the form meets basic transparency requirements but contains no additional context about intent or plan-based transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HALEY MARK T

(Last) (First) (Middle)

C/O LIBERTY ALL-STAR FUNDS

1290 BROADWAY, SUITE 1000

(Street)

DENVER CO 80203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LIBERTY ALL STAR GROWTH FUND INC. [ ASG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Shares of Common Stock	09/09/2025		P		1,500	A	$5.65	139,641.602(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Totals include dividend reinvestment.

	/s/ Mark T. Haley	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark T. Haley report on Form 4 for ASG?

The filing reports a purchase of 1,500 shares of ASG common stock on 09/09/2025 at $5.65 per share, bringing his beneficial ownership to 139,641.602 shares.

Does the Form 4 include derivative transactions for ASG?

No. Table II (derivative securities) shows no entries; only non-derivative common stock activity is reported.

Was the Form 4 filed jointly or by one person for ASG?

The form indicates it was filed by one reporting person (Mark T. Haley).

Does the filing state why totals differ or how they were calculated?

The filing explains that reported totals include dividend reinvestment, but provides no further breakdown.

What is the transaction code on the Form 4 and what does it show?

The transaction code is listed as P, indicating a purchase in the non-derivative securities table.