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[Form 4] LIBERTY ALL STAR GROWTH FUND INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Insider purchase by Liberty All-Star Growth Fund officer. Mark T. Haley, President of Liberty All-Star Growth Fund (ASG), reported a purchase of 1,000 shares on 10/01/2025 at a price of $5.5464 per share, increasing his beneficial ownership to 140,641.602 shares. The Form 4 shows a direct acquisition and is signed by Mr. Haley.

Positive

  • Officer purchase disclosed: 1,000 shares acquired at $5.5464 on 10/01/2025
  • Clear resulting ownership: beneficial ownership reported as 140,641.602 shares
  • Properly signed Form 4: signed by reporting person, fulfilling Section 16 reporting requirements

Negative

  • None.

Insights

TL;DR: Officer purchased a modest block, signaling routine insider activity without material ownership change.

Mark Haley's purchase of 1,000 shares at $5.5464 is a straightforward open-market acquisition reported on Form 4. The transaction increases his reported beneficial ownership to 140,641.602 shares. The size of the purchase relative to total holdings appears modest and is unlikely by itself to alter the fund's governance or strategy. This disclosure ensures Section 16 transparency.

TL;DR: Properly reported insider buy by a named officer; compliance filing appears complete and timely.

The Form 4 names the reporting person, relationship (President/officer), transaction date (10/01/2025), and transaction details including price and resulting beneficial ownership. The form is signed and contains the required fields for a non-derivative acquisition. From a governance and disclosure standpoint, the filing meets standard Section 16 reporting requirements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HALEY MARK T

(Last) (First) (Middle)
C/O LIBERTY ALL-STAR FUNDS
1290 BROADWAY, SUITE 1100

(Street)
DENVER CO 80203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIBERTY ALL STAR GROWTH FUND INC. [ ASG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Shares of Common Stock 10/01/2025 P 1,000 A $5.5464 140,641.602 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Mark T. Haley 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark T. Haley report in the Form 4 for ASG?

He reported a purchase of 1,000 shares on 10/01/2025 at $5.5464, bringing his beneficial ownership to 140,641.602 shares.

What is Mark Haley's role at Liberty All-Star Growth Fund (ASG)?

The Form 4 lists Mark T. Haley as President and an officer of the issuer.

Was the Form 4 signed and dated?

Yes. The filing shows the signature "/s/ Mark T. Haley" dated 10/01/2025.

Does the Form 4 report derivative transactions for Mr. Haley?

No. The filing contains only a non-derivative securities acquisition; Table II for derivatives is blank.

What price was paid per share in the reported transaction?

The reported purchase price was $5.5464 per share.
Liberty All-Star Growth

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United States
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