Welcome to our dedicated page for Ashland SEC filings (Ticker: ASH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ashland Inc. (NYSE: ASH) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a global additives and specialty ingredients company serving architectural coatings, construction, energy, food and beverage, personal care and pharmaceutical markets, Ashland uses these filings to report on its financial condition, governance and strategic priorities.
Investors can review current reports on Form 8-K, where Ashland discloses material events such as quarterly and annual results, outlook updates, leadership changes, board resignations or appointments, and certain compensation arrangements. For example, recent 8-K filings have addressed preliminary earnings results, production network developments and executive appointments.
The annual proxy statement on Schedule 14A (DEF 14A) offers detailed information on Ashland’s board structure, executive compensation, stock repurchase programs, dividend practices and ESG and sustainability focus. The 2026 proxy statement highlights themes such as Execute, Globalize, Innovate and Invest, portfolio optimization, manufacturing network optimization and progress toward Science Based Targets initiative emissions goals.
Through this page, users can also access Ashland’s periodic reports, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain segment discussions for Life Sciences, Personal Care, Specialty Additives and Intermediates, along with risk factors and management’s analysis.
Stock Titan enhances these documents with AI-powered summaries that explain key points in plain language, highlight important changes from prior periods and surface items such as segment trends, capital allocation decisions and governance updates. Real-time updates from EDGAR help ensure that new Ashland filings, including Forms 4 reporting insider transactions when available, are quickly reflected so users can analyze ASH regulatory information efficiently.
Ashland Inc. (ASH) reported insider equity transactions by its Chair of the Board and CEO, Guillermo Novo, on a Form 4. On 11/13/2025, Novo acquired 9,029 shares of common stock through the vesting and settlement of restricted stock units, with 3,779 shares withheld to cover tax liabilities. On 11/14/2025, he acquired an additional 9,119 shares, with 3,817 shares withheld for taxes. After these transactions, Novo directly owned 137,290 Ashland common shares and indirectly owned 31,294 shares through GMGN Novo Family Limited Partnership. He also continued to hold restricted stock units that convert into common stock at no cash exercise price.
Ashland Inc. senior vice president and chief HRO Eileen Drury reported routine equity transactions involving restricted stock units and common shares. On November 13, 2025, 863 shares of Ashland common stock were acquired through an RSU-related transaction at $53.10 per share, with 400 shares withheld to cover taxes. On November 14, 2025, 1,297 shares were acquired at $51.51 per share, with 603 shares withheld for taxes. Following these transactions, Drury beneficially owns 7,314 shares of Ashland common stock directly and holds 1,296 restricted stock units, which each represent a right to receive one share of Ashland common stock upon vesting.
Ashland Inc. (ASH) senior executive equity activity was reported on a Form 4 for the company’s Senior Vice President and General Manager, Personal Care. On 11/13/2025, 1,020 shares of common stock were acquired through the exercise of previously granted restricted stock units, with 319 shares withheld to cover taxes. On 11/14/2025, an additional 1,225 shares were acquired from restricted stock units, with 383 shares withheld for taxes. These restricted stock units were granted under Ashland’s shareholder‑approved incentive plan, and each unit represents one share of common stock upon vesting. Following these transactions, the reporting person held 4,257 shares of Ashland common stock directly.
Ashland Inc. (ASH) senior executive Alessandra Faccin Assis reported routine equity compensation activity. On 11/13/2025, 1,340 Restricted Stock Units converted into the same number of Ashland common shares at an exercise price of $0, reflecting previously granted stock awards. To cover tax liabilities tied to this vesting, 570 shares were withheld at a price of $53.1 per share, leaving 5,716 common shares beneficially owned directly after the transactions. The filing also shows 2,680 restricted stock units remaining, which were granted under Ashland’s shareholder-approved incentive plan and vest in three equal annual installments, with the balance including additional units received instead of cash dividends.
Ashland Inc. (ASH) senior executive Dago Caceres reported routine equity compensation activity involving Ashland common stock. On 11/13/2025, 746 shares of common stock were acquired upon the settlement of restricted stock units at a price of $53.10 per share, leaving the shares held directly after the transaction at 746. On the same date, 215 shares were disposed of at $53.10 per share to cover tax withholding related to the vesting, as permitted under Ashland’s shareholder-approved incentive plan. The filing also notes that each restricted stock unit represents one share of Ashland common stock and that the remaining balance of 1,494 restricted stock units includes additional units credited in lieu of cash dividends.
Ashland Inc. (ASH) senior vice president, chief financial officer and principal financial officer William Whitaker reported routine equity compensation activity involving restricted stock units and common stock. On 11/13/2025, 229 shares of common stock were acquired upon RSU vesting at $53.10 per share, with 70 shares withheld to cover tax liabilities, leaving 1,727 shares directly owned. On 11/14/2025, a further 356 shares were acquired at $51.51 per share, with 108 shares withheld for taxes, bringing direct ownership to 1,975 shares.
The related derivative positions show RSUs converting into common stock at a $0 exercise price, with remaining RSU balances of 460 and 356 units after the reported transactions. Each RSU represents the right to receive one share of Ashland common stock upon vesting, and grants are made under Ashland’s shareholder‑approved incentive plan.
Ashland Inc. reported insider equity transactions by its VP, Controller and PAO, Samuel Richardson. On 11/13/2025 and 11/14/2025, Richardson exercised Restricted Stock Units (RSUs) for 146 and 228 shares of Ashland common stock, respectively, at an exercise price of $0 per RSU.
To cover related tax liabilities, the company withheld 44 shares on 11/13/2025 and 69 shares on 11/14/2025, all at share prices a little above $51. After these transactions, Richardson directly beneficially owned 997 shares of Ashland common stock, along with remaining RSU balances of 294 and 227 units, which were granted under Ashland’s shareholder‑approved incentive plan and vest in three equal installments, assuming continued employment.
Ashland Inc. furnished a current report describing its preliminary fourth-quarter and full fiscal year 2025 results and its fiscal year 2026 outlook. These details are provided in a news release dated November 4, 2025, which is attached as Exhibit 99.1 and incorporated by reference into the results discussion.
The company also states that the news release will be made available in the Investor Center section of its website. Ashland clarifies that the information in this report and the exhibit is being furnished, not filed, under securities laws and will not be incorporated by reference into other securities law filings.
Sanat Chattopadhyay, a director of Ashland Inc. (ASH), reported an acquisition of 300 Common Stock Units under Ashland's Deferred Compensation Plan for Non-Employee Directors on 09/30/2025. Each unit is equivalent to one share of Ashland common stock and the units are payable in common stock upon the reporting person's separation from service, subject to any deferral election. After this transaction, the reporting person beneficially owns 1,425 shares/units, which includes additional units received in lieu of cash dividends. The filing is an internal, non-derivative compensation-related award that is exempt under Rule 16b-3.
Ashland Inc. reported a board change. On September 16, 2025, director Sergio Pedreiro submitted his resignation from the Board of Directors, effective September 30, 2025. He will also step down from the Compensation Committee and his role as Chair of the Audit Committee as of that date.
With his departure, the size of Ashland’s Board will be reduced from nine to eight directors. The company stated that Mr. Pedreiro’s resignation is not due to any disagreement with Ashland or its practices, indicating this is a governance change rather than a dispute-driven departure.