ASO Form 144 lists 4,000 shares for resale
ASO submitted a Form 144 disclosing proposed broker-assisted sales.
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Rhea-AI Filing Summary
ASO submitted a Form 144 disclosing proposed broker-assisted sales. The filing lists 4,000 shares and an aggregate amount of $240,000.00, with Fidelity Brokerage Services LLC named as broker and CUSIP 64383459 shown. The filing itemizes previously vested restricted stock awards: 2,099, 865, and 1,036 shares vesting on 06/02/2021, 05/31/2023, and 06/03/2024 respectively.
Insights
Form 144 notifies the SEC of a planned resale through a broker.
Form 144 is a procedural notice for resale of restricted/controlled securities; it does not itself execute a sale. The filing names Fidelity Brokerage Services LLC and provides identifying data such as CUSIP 64383459.
The listed vested grant amounts (2,099; 865; 1,036) and the 4,000-share/ $240,000 figure indicate the source and scale of the shares intended for resale. Subsequent transaction reports (Form 4 or broker records) would show consummation and final quantities.
Key Figures
Key Terms
Form 144 regulatory
Restricted Stock Vesting financial
CUSIP market
FAQ
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What does ASO's Form 144 disclose?
Who is the broker named on the ASO Form 144?
Which vested awards are referenced in the filing?
AI-generated analysis. How Rhea-AI works. Not financial advice.