Every Form 4 that Assertio Holdings, Inc. (ASRT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ASRT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ASRT filings page.
Assertio Holdings, Inc. director William McKee reported dispositions of his equity as part of the company’s cash sale to Zydus. A Zydus subsidiary completed a tender offer for all outstanding Assertio common shares at $23.50 per share in cash, followed by a merger that made Assertio a wholly owned subsidiary.
McKee’s 27,936 shares of common stock were cancelled at the merger effective time and converted into the right to receive the $23.50 per-share offer price, less any applicable taxes. Two stock option grants covering 5,415 underlying shares each were also cancelled and converted into cash payments based on the excess of the offer price over their respective exercise prices. Following these transactions, McKee no longer holds Assertio common stock or stock options.
Assertio Holdings, Inc. executive vice president and general counsel Sam Schlessinger reported the cash-out of his equity in connection with the company’s merger with Zydus Worldwide DMCC. A Zydus subsidiary completed a tender offer for all Assertio common shares at $23.50 per share in cash, followed by a merger that made Assertio a wholly owned subsidiary.
Schlessinger disposed of 14,738 shares of common stock pursuant to the tender offer and merger. He also disposed of stock options covering 21,128 shares at an exercise price of $11.77, 12,591 shares at $12.177, and 18,900 shares at $11.8965, as well as 25,748 restricted stock units, all converted into cash or cancelled under the merger agreement mechanics. Following these transactions, his reported holdings in these instruments were reduced to zero.
Assertio Holdings, Inc. director Kirk Sigurd reported disposing of all remaining equity interests in connection with the company’s merger with Zydus. On June 16, 2026, 12,017 shares of common stock were cancelled and converted into the right to receive $23.50 per share in cash under a completed tender offer and merger.
The filing also shows the cancellation and disposition to the issuer of multiple stock option awards over 5,415 shares at $9.2565 per share, 5,415 shares at $15.1500 per share, and 7,913 shares at $17.1000 per share. According to the merger terms, in-the-money options were converted into cash based on the Offer Price, while options with exercise prices at or above $23.50 received no payment. Following these transactions, Sigurd reports zero shares and options remaining.
Assertio Holdings, Inc. director Sravan Kumar Emany reported that all of his equity in the company was cashed out in connection with Assertio’s merger with Zydus Worldwide DMCC. On June 16, 2026, 23,855 shares of common stock were disposed of pursuant to the tender offer at the cash Offer Price of $23.50 per share. In addition, stock options covering 5,415, 5,415 and 1,753 shares of common stock, with exercise prices of $9.2565, $15.1500 and $16.0500 respectively, were cancelled and converted into cash rights under the merger agreement. Following these transactions, the filing shows Emany with zero reported direct holdings of Assertio common stock or related options.
Assertio Holdings, Inc. President and COO Paul Schwichtenberg reported dispositions of his equity awards in connection with Assertio’s merger with Zydus entities. A tender offer for all Assertio common shares closed at an Offer Price of $23.50 per share in cash, followed by a merger making Assertio a wholly owned subsidiary.
Schwichtenberg disposed of 13,987 shares of common stock and multiple stock option grants and restricted stock units that were cancelled at the merger’s effective time. Unvested restricted stock units became fully vested and were converted into the right to receive cash at $23.50 per share, and in-the-money stock options were cancelled for a cash payment based on the spread between the offer price and each option’s exercise price. Out-of-the-money options were cancelled without payment, and his reported positions in these awards fell to zero.
Assertio Holdings, Inc. CEO Mark L. Reisenauer reported the disposition of all his reported equity interests in connection with Assertio’s cash merger with an affiliate of Zydus. A tender offer acquired all outstanding Assertio common shares at $23.50 per share in cash, after which the merger closed.
The filing shows 3,583 common shares cancelled and converted into the right to receive cash. In addition, 33,333 restricted stock units became fully vested immediately before the merger and were then cancelled for a cash payment per unit equal to the $23.50 offer price.
Stock options with exercise prices below the offer price, including 26,667 options at $11.77, 66,666 options at $12.372, and 5,415 options at $12.7515, were cancelled and converted into cash equal to the spread between $23.50 and the respective exercise prices, multiplied by the optioned shares. Options with exercise prices at or above $23.50 were cancelled without payment. Following these transactions, the Form 4 reports zero common shares, stock options, or RSUs remaining for the CEO.
Assertio Holdings director Heather L. Mason reported the cash-out of her equity in connection with Assertio’s merger with Zydus entities. The filing shows that all of her common shares were disposed of pursuant to a tender offer completed at $23.50 per share in cash.
The transactions include 6,666 common shares held indirectly through a trust and 20,944 shares held directly, all converted into the right to receive the cash offer price at the merger’s effective time on June 16, 2026. In addition, stock options covering 5,415 shares at a $9.2565 exercise price and 36,666 shares at a $17.10 exercise price were cancelled and converted into cash based on the offer price, while options with exercise prices at or above the offer price received no payment. Following these steps, the Form 4 shows Mason with no remaining Assertio common shares or stock options.
Assertio Holdings, Inc. director David Matthew Stark disposed of his equity in connection with the company’s merger. A tender offer by Zydus Worldwide DMCC paid $23.50 in cash per share for all outstanding Assertio common stock. Stark’s 11,420 shares of common stock were cancelled and converted into the right to receive this cash amount per share.
Two blocks of stock options covering 5,415 shares at a $9.2565 exercise price and 5,415 shares at a $15.15 exercise price were also cancelled and converted into cash based on the merger formula. Following these transactions, Stark reported zero shares and zero options remaining.
Assertio Holdings, Inc. executive vice president and CFO Ajay Patel reported the cancellation of all his equity in connection with Assertio’s cash merger with Zydus entities. The merger followed a tender offer for all Assertio common shares at $23.50 per share in cash.
Patel disposed of 15,942 shares of common stock and multiple equity awards. Stock options covering 21,128 shares at $11.77, 12,591 shares at $12.177, 22,666 shares at $11.8965, and 15,666 shares at $19.65, as well as 26,026 restricted stock units, were cancelled and converted into rights to receive cash based on the Offer Price, subject to withholding taxes. Options with exercise prices at or above $23.50 received no payment. Following these transactions, the filing shows Patel with no remaining Assertio shares or derivative awards.
Assertio Holdings, Inc. director Heather L. Mason reported making bona fide gifts of a total of 13,332 shares of Common Stock on May 13, 2026. One gift of 6,666 shares reduced an indirect position held by a trust to 6,666 shares, and another 6,666-share gift left 20,944 shares held directly.
Stark David Matthew reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings, Inc. director David Matthew Stark received a grant of 4,851 shares of Common Stock in the form of restricted stock units as director compensation. These RSUs vest in full on the earlier of the first anniversary of the grant date or the next annual stockholders’ meeting that occurs at least 50 weeks after the prior year’s meeting. Following this award, Stark directly holds 11,420 shares. The reported share amounts have been adjusted to reflect the company’s 1-for-15 reverse stock split completed on December 26, 2025.
Emany Sravan Kumar reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings, Inc. director Sravan Kumar Emany received a grant of 4,851 shares of Common Stock in the form of restricted stock units at no purchase price. These units vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders that is at least 50 weeks after the prior year's meeting. Following this award, he directly holds 23,855 shares of Common Stock. All reported share amounts reflect a 1-for-15 reverse stock split that became effective on December 26, 2025.
Kirk Sigurd reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings, Inc. director Kirk Sigurd received a grant of 4,851 shares of Common Stock in the form of restricted stock units at a price of $0.00 per share. Following this award, he directly holds 12,017 shares.
The restricted stock units vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders that is at least 50 weeks after the prior year’s annual meeting, consistent with the company’s Nonemployee Director Compensation & Grant Policy. All reported share amounts reflect a 1-for-15 reverse stock split effected on December 26, 2025.
MCKEE WILLIAM reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings, Inc. director William McKee received an equity award of 4,851 shares of common stock in the form of restricted stock units, granted at no cash cost. These units vest in full on the earlier of the first anniversary of the grant date or the next annual stockholders meeting that is at least 50 weeks after the prior year’s meeting. Following this grant, McKee holds 27,936 shares of common stock directly. The reported share amounts reflect a 1-for-15 reverse stock split the company effected on December 26, 2025.
Mason Heather L reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings, Inc. director Heather L. Mason received an equity award in the form of 4,851 shares of common stock on the date of the company’s 2026 Annual Meeting of Stockholders. The shares were granted at no cash cost to her as a compensation award.
These shares are restricted stock units that vest in full on the earlier of the first anniversary of the grant date or the next annual stockholder meeting that occurs at least 50 weeks after the prior year’s meeting. After this award, she directly holds 27,610 common shares, adjusted for a 1-for-15 reverse stock split that took effect on December 26, 2025.
Schlessinger Sam reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings EVP and General Counsel Sam Schlessinger received new equity awards. On the reported date, he was granted 18,804 restricted stock units and 21,128 stock options, each RSU representing one share of common stock. One-third of both awards vest on each of the first three anniversaries of the grant date, subject to continued employment, and no cash consideration was paid for these grants.
Assertio Holdings, Inc. reported that EVP and CFO Ajay Patel acquired equity awards consisting of restricted stock units and stock options. He received 18,804 restricted stock units, each representing a right to receive one share of common stock, and 21,128 stock options.
One-third of both the restricted stock units and the stock options are scheduled to vest on each of the first three anniversaries of the March 2, 2026 grant date, assuming continued employment through each vesting date. The awards were granted for no cash consideration, so Patel did not pay to receive these derivative securities.
Assertio Holdings, Inc. reported that its President and COO, Paul Schwichtenberg, acquired equity awards in the form of restricted stock units and stock options. He received 24,820 restricted stock units, each representing a contingent right to one share of common stock, and 27,888 stock options. One-third of each award is scheduled to vest on each of the first three anniversaries of the March 2 grant date, contingent on continued employment. The awards were granted at no cost to him, as he did not pay any consideration for these derivative securities.
Reisenauer Mark L reported acquisition or exercise transactions in this Form 4 filing.
Assertio Holdings CEO Mark L. Reisenauer received a grant of 26,667 stock options on March 2, 2026. These derivative securities were awarded at no cost to him and give the right to buy Assertio common stock.
One-third of the options will vest on each of the first three anniversaries of the grant date, assuming he remains employed through each vesting date. The reported amounts have been adjusted to reflect a 1-for-15 reverse stock split that occurred on December 26, 2025.
Assertio Holdings EVP and General Counsel Sam Schlessinger reported routine equity compensation activity. He exercised and settled 1,143 restricted stock units into the same number of common shares at $0.00 per share, then had 510 common shares withheld at $11.84 per share to cover taxes. After these transactions, he directly owned 14,738 shares of Assertio common stock.
Assertio Holdings EVP and CFO Ajay Patel reported equity award transactions involving restricted stock units and common stock. On February 21, 2026, 1,143 restricted stock units were converted into 1,143 shares of common stock at a stated price of $0.00 per share, reflecting settlement of vested units. In a related move, 566 shares of common stock were withheld at $11.84 per share to cover tax obligations upon vesting, leaving Patel with 15,942 shares of common stock held directly after these transactions. The restricted stock units were granted at no cost and vest in three equal installments on February 21 of 2024, 2025 and 2026, subject to continued employment.
Assertio Holdings, Inc. President and COO Paul Schwichtenberg reported equity compensation activity involving restricted stock units and common stock. He exercised 1,143 restricted stock units, which converted into 1,143 shares of common stock at a price of $0.0000 per share.
Of the resulting common shares, 566 were withheld at $11.8400 per share to cover tax obligations upon vesting, leaving him with 13,987 shares of common stock held directly after the transactions. Each restricted stock unit represents the right to receive one share of common stock.
The restricted stock units vest in three equal installments on February 21, 2024, February 21, 2025 and February 21, 2026, subject to continued employment. The derivative securities were granted to him without any purchase price being paid.
Assertio Holdings, Inc. executive vice president and general counsel Sam Schlessinger reported equity award activity involving restricted stock units and common stock. On February 18, 2026, he exercised 2,778 restricted stock units, which settled into 2,778 shares of common stock at no cash cost, reflecting the conversion of previously granted derivative securities.
In a related move, 1,239 common shares were withheld on the same date to cover tax obligations upon vesting, at a reported price of 11.8700 per share, characterized as a tax-withholding disposition rather than an open-market sale. Following these transactions, Schlessinger directly held 14,105 shares of common stock and 5,555 restricted stock units. The filing notes that each restricted stock unit represents the right to receive one share of common stock and that one-third of the reported units vests on each of February 18, 2026, 2027, and 2028, contingent on continued employment.
Assertio Holdings, Inc. President and COO Paul Schwichtenberg reported equity award activity involving restricted stock units (RSUs) and common stock. He acquired 2,778 RSUs through a derivative exercise and, in a corresponding move, received 2,778 shares of common stock at a stated price of $0.0000 per share as settlement of vested RSUs. To cover tax obligations upon vesting, 1,377 common shares were withheld at a price of $11.87 per share, described as a tax-withholding disposition rather than an open-market sale. After these transactions, he held 13,410 shares of common stock directly and 5,555 RSUs. Each RSU represents the right to receive one share of common stock, with one-third scheduled to vest on each of February 18, 2026, 2027 and 2028, subject to continued employment.
Assertio Holdings EVP and CFO Ajay Patel reported equity award activity involving restricted stock units (RSUs) and common stock. On February 18, 2026, 2,778 RSUs were settled into 2,778 shares of common stock at $0.00 per share, reflecting a derivative exercise/conversion. To cover tax obligations upon vesting, 1,377 shares of common stock were withheld at $11.87 per share, reducing his directly held common stock to 15,365 shares. Following these transactions, Patel also held 5,555 RSUs directly, with one-third scheduled to vest on each of February 18, 2026, 2027 and 2028, assuming continued employment.
Assertio Holdings EVP and General Counsel Sam Schlessinger reported routine equity compensation activity. On February 7, 2026, 1,389 restricted stock units were settled into 1,389 shares of common stock at $0 per share, reflecting that no cash was paid for the grant.
On the same date, 619 shares of common stock were withheld at $12.74 per share to cover taxes due upon vesting, leaving Schlessinger with 12,566 shares of common stock held directly after these transactions. All share amounts reflect a 1-for-15 reverse stock split completed on December 26, 2025.
Assertio Holdings President and COO Paul Schwichtenberg reported routine equity compensation activity. On February 7, 2026, 1,666 restricted stock units settled into an equal number of common shares at $0 per share. To cover taxes on the vesting, 825 common shares were withheld and sold at $12.74 per share.
Following these transactions, Schwichtenberg directly owned 12,009 shares of Assertio common stock and held 1,667 restricted stock units outstanding. All amounts reflect Assertio’s 1-for-15 reverse stock split that took effect on December 26, 2025.
Assertio Holdings EVP and CFO Ajay Patel reported routine equity compensation activity. On February 7, 2026, 1,666 restricted stock units settled into shares of common stock at a stated price of $0, reflecting that no cash was paid for the award. The filing notes all amounts are adjusted for a 1-for-15 reverse stock split effective December 26, 2025.
On the same date, 825 shares of common stock were withheld at $12.74 per share to cover taxes due upon vesting. After these transactions, Patel directly held 13,964 shares of common stock and 1,667 restricted stock units that continue to vest annually through February 7, 2027, subject to continued employment.
Assertio Holdings (ASRT) reported insider equity awards on a Form 4 for CEO and Director Mark L. Reisenauer dated 11/13/2025. The filing shows 500,000 restricted stock units and 1,000,000 stock options granted.
The options carry a $0.8248 exercise price and expire on 11/13/2035. RSUs are tied to one share each and carry an end date of 11/13/2028. Both awards vest in three equal installments on each of the first three anniversaries of the grant date, contingent on continued employment. The grants were awarded for no cash consideration.
Assertio Holdings (ASRT): A company director reported an open‑market sale of 8,959 shares of common stock on 11/10/2025 at a $0.7597 weighted average price. The sale was made under a Rule 10b5‑1 trading plan adopted on November 22, 2024. Following the transaction, the director reported 98,541 shares beneficially owned, held directly. The trade included multiple executions between $0.7544 and $0.7668 per share.