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ASRV Form 4: Director Adds 281 Shares, Holdings Now 31,411

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Richard W. Bloomingdale, a director of AmeriServ Financial, reported acquiring 281 shares of the company's common stock on 08/18/2025 at a price of $3.0109 per share, bringing his direct beneficial ownership to 31,411 shares. The filing states the shares were acquired through dividend reinvestment. The Form 4 was signed by an attorney-in-fact on 08/27/2025. No derivative transactions or other classes of securities are reported.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Director purchased a small block of shares via dividend reinvestment, increasing direct holdings to 31,411 shares.

The reported acquisition of 281 common shares at $3.0109 each was executed through the issuer's dividend reinvestment mechanism. This is a routine, non-transactional purchase consistent with automated reinvestment plans and does not include option exercises, sales, or derivative activity. The filing documents direct ownership and shows the reporting person is a company director. The magnitude of the transaction is small relative to typical market-moving insider trades and contains no additional disclosures such as plan-based sale instructions or amendments.

TL;DR: Governance filing records a standard dividend reinvestment acquisition by a director; documentation appears complete for a Form 4.

The Form 4 identifies the reporting person, relationship to the issuer (director), transaction date, acquisition code, number of shares acquired, price per share, and resulting beneficial ownership. It includes an explanation that the shares were acquired through dividend reinvestment and is signed by an attorney-in-fact. There are no indications of amendments, related-party transactions, or changes in directors' status in the filing itself.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bloomingdale Richard W.

(Last) (First) (Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PA 15901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 A(1) 281 A $3.0109 31,411 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Richard W. Bloomingdale report on Form 4 for ASRV?

He reported acquiring 281 shares of AmeriServ Financial common stock on 08/18/2025 at $3.0109 per share.

How were the shares acquired according to the Form 4 for ASRV?

The filing states the shares were acquired through dividend reinvestment.

What is Richard W. Bloomingdale's relationship to AmeriServ Financial (ASRV)?

The Form 4 identifies Richard W. Bloomingdale as a Director of AmeriServ Financial.

What is the total number of shares beneficially owned after the reported transaction?

Following the reported acquisition, he beneficially owns 31,411 shares.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Sharon M. Callihan - Attorney-in-Fact on 08/27/2025.
Ameriserv Finl

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