What transaction code is used for David A. Finui’s ASRV share acquisition?

The transaction is coded “A,” indicating a grant, award, or other acquisition. In this case, it reflects shares acquired via dividend reinvestment, categorized as a non-derivative acquisition of AmeriServ Financial common stock rather than an open-market trade.

AmeriServ executive acquires 9 dividend shares

AmeriServ Financial Inc. reported a small insider acquisition by an executive.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

AmeriServ Financial Inc. reported a small insider acquisition by an executive. David A. Finui, President of ASRV Wealth & Capital Management, acquired 9 shares of common stock on May 18, 2026 through dividend reinvestment at $3.9235 per share. Following this transaction, he directly owns 2,243 common shares.

Insider Trade Summary

Grant/Award: 9 shares

Grant/Award 1 txn

Insider FINUI DAVID A

Role Pres. ASRV Wealth & Cap. Mgmt.

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	9	$3.9235	$35.31

Holdings After Transaction: Common Stock — 2,243 shares (Direct)

Footnotes (1)

F1. Shares acquired through dividend reinvestment.

Key Figures

Shares acquired: 9 shares Acquisition price: $3.9235 per share Shares owned after: 2,243 shares +1 more

4 metrics

Shares acquired 9 shares Common Stock acquired on May 18, 2026

Acquisition price $3.9235 per share Dividend reinvestment price on May 18, 2026

Shares owned after 2,243 shares Total direct common shares following transaction

Transactions acquiring 1 transaction Non-derivative acquisition counted in summary

Key Terms

dividend reinvestment, Common Stock, Grant, award, or other acquisition

3 terms

dividend reinvestment financial

"Shares acquired through dividend reinvestment."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASRV executive David A. Finui report on this Form 4?

David A. Finui reported acquiring 9 shares of AmeriServ Financial common stock. The shares were obtained on May 18, 2026, through dividend reinvestment at a price of $3.9235 per share, reflecting a routine, compensation-related increase in his direct holdings.

How many ASRV shares does David A. Finui own after the reported transaction?

After the transaction, David A. Finui directly owns 2,243 shares of AmeriServ Financial common stock. This figure includes the 9 shares acquired on May 18, 2026, through dividend reinvestment under the company’s arrangement.

Was the ASRV insider transaction a market purchase or a dividend reinvestment?

The ASRV insider transaction was a dividend reinvestment, not an open-market purchase. Footnote disclosure states the 9 shares were acquired through dividend reinvestment, indicating automatic reinvestment of dividends into additional common shares.

Does the ASRV Form 4 show any derivative securities for David A. Finui?

The Form 4 does not list any derivative security transactions for David A. Finui. The derivative summary is empty, and the only reported activity is the non-derivative acquisition of 9 common shares through dividend reinvestment on May 18, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/01/2026 - 09:45 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FINUI DAVID A

(Last)

(First)

(Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN

PENNSYLVANIA

15901

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Pres. ASRV Wealth & Cap. Mgmt.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/18/2026		A⁽¹⁾		9	A	$3.9235	2,243	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares acquired through dividend reinvestment.

	Sharon M. Callihan - Attorney-in-Fact	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR