STOCK TITAN

AmeriServ Financial (NASDAQ: ASRV) director adds 195 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMERISERV FINANCIAL INC (ASRV) reported that director David J. Hickton acquired additional common stock through a non-market transaction. On 2026-08-17, he received 195 shares of common stock at an implied value of $5.1046 per share, with the shares acquired through dividend reinvestment. Following this transaction, his directly held position increased to 33,805 common shares.

Positive

  • None.

Negative

  • None.
Insider Hickton David J.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 195 $5.1046 $995.40
Holdings After Transaction: Common Stock — 33,805 shares (Direct)
Footnotes (1)
  1. F1. Shares acquired through dividend reinvestment.
Shares acquired 195 shares Common Stock acquired on 2026-08-17 via dividend reinvestment
Transaction value per share $5.1046 per share Implied value for the 195 Common Stock shares acquired
Shares held after transaction 33,805 shares Total directly held ASRV Common Stock following the 2026-08-17 acquisition
dividend reinvestment financial
"Shares acquired through dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transaction did ASRV report for David J. Hickton?

ASRV reported that director David J. Hickton acquired 195 shares of common stock on 2026-08-17 through a grant or award-type acquisition, specifically via dividend reinvestment, at an implied value of $5.1046 per share.

Was the ASRV insider transaction a market purchase or sale?

The transaction was reported as a code A grant, award, or other acquisition of 195 shares of ASRV common stock, with a footnote stating the shares were acquired through dividend reinvestment, not through an open-market purchase or sale.

How many ASRV shares does David J. Hickton hold after this transaction?

After acquiring 195 shares of ASRV common stock on 2026-08-17, David J. Hickton directly holds a total of 33,805 shares, as reported in the Form 4 filing.

What price per share is associated with the ASRV insider share acquisition?

The 195 ASRV common shares acquired by David J. Hickton are associated with an implied value of $5.1046 per share, as reported in the Form 4 transaction details.

Does the ASRV Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), and the footnote states only that shares were acquired through dividend reinvestment, without mentioning any trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hickton David J.

(Last)(First)(Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PENNSYLVANIA 15901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026A(1)195A$5.104633,805D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact08/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)