AmeriServ director adds 195 shares via dividends

AMERISERV FINANCIAL INC (ASRV) reported that director David J. Hickton acquired additional common stock through a non-market transaction.

Rhea-AI Filing Summary

AMERISERV FINANCIAL INC (ASRV) reported that director David J. Hickton acquired additional common stock through a non-market transaction. On 2026-08-17, he received 195 shares of common stock at an implied value of $5.1046 per share, with the shares acquired through dividend reinvestment. Following this transaction, his directly held position increased to 33,805 common shares.

Insider Trade Summary

Grant/Award: 195 shares

Grant/Award 1 txn

Insider Hickton David J.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	195	$5.1046	$995.40

Holdings After Transaction: Common Stock — 33,805 shares (Direct)

Footnotes (1)

1. F1. Shares acquired through dividend reinvestment.

Key Figures

Shares acquired: 195 shares Transaction value per share: $5.1046 per share Shares held after transaction: 33,805 shares

3 metrics

Shares acquired 195 shares Common Stock acquired on 2026-08-17 via dividend reinvestment

Transaction value per share $5.1046 per share Implied value for the 195 Common Stock shares acquired

Shares held after transaction 33,805 shares Total directly held ASRV Common Stock following the 2026-08-17 acquisition

Key Terms

dividend reinvestment, grant, award, or other acquisition, Common Stock

3 terms

dividend reinvestment financial

"Shares acquired through dividend reinvestment."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASRV report for David J. Hickton?

ASRV reported that director David J. Hickton acquired 195 shares of common stock on 2026-08-17 through a grant or award-type acquisition, specifically via dividend reinvestment, at an implied value of $5.1046 per share.

Was the ASRV insider transaction a market purchase or sale?

The transaction was reported as a code A grant, award, or other acquisition of 195 shares of ASRV common stock, with a footnote stating the shares were acquired through dividend reinvestment, not through an open-market purchase or sale.

How many ASRV shares does David J. Hickton hold after this transaction?

After acquiring 195 shares of ASRV common stock on 2026-08-17, David J. Hickton directly holds a total of 33,805 shares, as reported in the Form 4 filing.

What price per share is associated with the ASRV insider share acquisition?

The 195 ASRV common shares acquired by David J. Hickton are associated with an implied value of $5.1046 per share, as reported in the Form 4 transaction details.

Does the ASRV Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), and the footnote states only that shares were acquired through dividend reinvestment, without mentioning any trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 08/24/2026 - 04:16 PM EDT Accepted by SEC EDGAR 08/24/2026 - 04:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hickton David J.

(Last) (First) (Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN PENNSYLVANIA 15901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		A(1)		195	A	$5.1046	33,805	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired through dividend reinvestment.

	Sharon M. Callihan - Attorney-in-Fact	08/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)