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[Form 4] AMERISERV FINANCIAL INC /PA/ Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AmeriServ Financial Inc. (ASRV) director reported additional common stock acquisitions through dividend reinvestment. On 11/17/2025, the reporting person acquired blocks of 1,080, 358, and 81 AmeriServ common shares at a price of $3.281 per share, as noted in the explanation that the shares were acquired via dividend reinvestment. Following these transactions, the reporting person beneficially owns 178,692 shares directly and 67,390 shares indirectly through Laurel Holdings, Inc. The filing is made on Form 4 for a single reporting person in the capacity of director.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KUNKLE KIM W

(Last) (First) (Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PA 15901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/17/2025 A(1) 1,080 A $3.281 178,253 D
Common Stock 11/17/2025 A(1) 358 A $3.281 178,611 D
Common Stock 11/17/2025 A(1) 81 A $3.281 178,692 D
Common Stock 67,390 I Laurel Holdings, Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 4 filing for AmeriServ Financial Inc. (ASRV) show?

The Form 4 shows a director of AmeriServ Financial Inc. (ASRV) acquired additional common shares on 11/17/2025 through dividend reinvestment.

How many AmeriServ (ASRV) shares did the director acquire in this Form 4?

The director acquired 1,080, 358, and 81 AmeriServ common shares, all at a price of $3.281 per share, through dividend reinvestment.

What is the director’s total AmeriServ (ASRV) share ownership after the reported transactions?

After the reported transactions, the director beneficially owns 178,692 AmeriServ common shares directly and 67,390 shares indirectly through Laurel Holdings, Inc.

What was the transaction date in the AmeriServ (ASRV) Form 4?

The earliest transaction date reported in the AmeriServ Form 4 is 11/17/2025.

How were the AmeriServ (ASRV) shares acquired according to the Form 4 explanation?

The explanation states that the AmeriServ shares were acquired through dividend reinvestment.

What is the reporting person’s relationship to AmeriServ Financial Inc. (ASRV)?

The reporting person is identified as a director of AmeriServ Financial Inc.
Ameriserv Finl

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52.71M
12.52M
18.06%
41.9%
0.32%
Banks - Regional
National Commercial Banks
Link
United States
JOHNSTOWN