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[Form 4] AMERISERV FINANCIAL INC /PA/ Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AmeriServ Financial Inc. (ASRV) director reports dividend reinvestment share acquisition. A company director reported acquiring 261 shares of AmeriServ Financial common stock on 11/17/2025 at a price of $3.281 per share. After this transaction, the director beneficially owned 31,672 shares of AmeriServ Financial common stock in direct ownership. The filing notes that these shares were acquired through dividend reinvestment, meaning cash dividends were automatically used to purchase additional stock rather than being received in cash.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bloomingdale Richard W.

(Last) (First) (Middle)
216 FRANKLIN STREET

(Street)
JOHNSTOWN PA 15901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/17/2025 A(1) 261 A $3.281 31,672 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired through dividend reinvestment.
Sharon M. Callihan - Attorney-in-Fact 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AmeriServ Financial (ASRV) report in this Form 4?

The filing reports that a director of AmeriServ Financial Inc. (ASRV) acquired 261 shares of common stock on 11/17/2025 at $3.281 per share.

How many AmeriServ Financial (ASRV) shares does the director own after this transaction?

Following the reported transaction, the director beneficially owned 31,672 shares of AmeriServ Financial common stock in direct ownership.

How were the AmeriServ Financial (ASRV) shares acquired by the director?

The explanation states that the 261 shares were acquired through dividend reinvestment, where dividends are used to buy additional shares instead of being paid in cash.

What is the relationship of the reporting person to AmeriServ Financial (ASRV)?

The reporting person is identified as a Director of AmeriServ Financial Inc., as indicated in the relationship section of the filing.

Is this AmeriServ Financial (ASRV) Form 4 filed for one or multiple reporting persons?

The filing is marked as Form filed by One Reporting Person, meaning it covers a single insider's holdings and transaction.

Does this AmeriServ Financial (ASRV) Form 4 include any derivative securities?

The table for Derivative Securities is present but contains no entries, indicating no derivative security transactions were reported in this filing.

Ameriserv Finl

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52.71M
12.52M
18.06%
41.9%
0.32%
Banks - Regional
National Commercial Banks
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United States
JOHNSTOWN