AmeriServ CEO buys 2,000 shares at $4.94

AMERISERV FINANCIAL INC (ASRV) reported that President & CEO Jeffrey A. Stopko purchased 2,000 shares of common stock on September 11, 2026, in an open-market or private transaction at $4.94 per share, with the shares acquired through a 401(k) plan.

Rhea-AI Filing Summary

AMERISERV FINANCIAL INC (ASRV) reported that President & CEO Jeffrey A. Stopko purchased 2,000 shares of common stock on September 11, 2026, in an open-market or private transaction at $4.94 per share, with the shares acquired through a 401(k) plan.

After this transaction, he directly owns 171,379 shares of ASRV common stock, including 54,752 shares held jointly with his wife. No Rule 10b5-1 trading plan is reported for this purchase.

Insider Trade Summary

Net Buyer: 2,000 shares

Net Buy 1 txn

Insider STOPKO JEFFREY A

Role President & CEO ASRV & Bank

Bought 2,000 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1, F2	2,000	$4.94	$10K

Holdings After Transaction: Common Stock — 171,379 shares (Direct)

Footnotes (2)

1. F1. Shares purchased through 401(k) plan.
2. F2. 54,752 shares are held jointly with Mr. Stopko's wife.

Key Figures

Shares purchased: 2,000 shares Purchase price per share: $4.94 per share Shares owned after transaction: 171,379 shares +2 more

5 metrics

Shares purchased 2,000 shares Common stock bought by President & CEO on September 11, 2026

Purchase price per share $4.94 per share Price paid for ASRV common stock in the reported transaction

Shares owned after transaction 171,379 shares Total ASRV common stock beneficially owned by the CEO after the purchase

Jointly held shares with spouse 54,752 shares Portion of CEO’s beneficial ownership held jointly with his wife

Net buy shares in filing 2,000 shares Net share change reported across all transactions in this Form 4

Key Terms

401(k) plan, beneficially owns

2 terms

401(k) plan financial

"Shares purchased through 401(k) plan."

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

beneficially owns financial

"he directly owns 171,379 shares of ASRV common stock"

Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASRV report for President & CEO Jeffrey A. Stopko?

ASRV reported that Jeffrey A. Stopko purchased 2,000 shares of AmeriServ Financial common stock on September 11, 2026 in an open-market or private transaction at $4.94 per share, through a 401(k) plan.

How many ASRV shares does the CEO own after this Form 4 transaction?

Following the reported purchase, President & CEO Jeffrey A. Stopko beneficially owns 171,379 shares of AmeriServ Financial common stock, according to the filing.

At what price were the ASRV shares bought in this Form 4 filing?

The filing states that the 2,000 AmeriServ Financial (ASRV) shares were purchased at $4.94 per share on September 11, 2026.

Were the CEO’s 2,000 ASRV shares purchased under a Rule 10b5-1 plan?

No. The Rule 10b5-1 checkbox is marked as not selected, and no footnote indicates that the 2,000-share AmeriServ Financial purchase was made under a trading plan.

How many ASRV shares does the CEO hold jointly with his spouse?

A footnote explains that 54,752 shares of AmeriServ Financial common stock are held jointly with Jeffrey A. Stopko’s wife, and these are included in his reported total beneficial ownership.

How were the 2,000 ASRV shares acquired according to the Form 4?

A footnote states that the 2,000 AmeriServ Financial shares were purchased through a 401(k) plan, in an open-market or private transaction at $4.94 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 11:29 AM Accepted by SEC EDGAR 09/14/2026 - 11:28 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

STOPKO JEFFREY A

(Last) (First) (Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN PENNSYLVANIA 15901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO ASRV & Bank

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		P		2,000(1)	A	$4.94	171,379(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares purchased through 401(k) plan.

2. 54,752 shares are held jointly with Mr. Stopko's wife.

	Sharon M. Callihan - Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)