ASRV director adds shares via dividend reinvestment

AMERISERV FINANCIAL INC director David J. Hickton reported acquiring additional common shares through dividend reinvestment.

Rhea-AI Filing Summary

AMERISERV FINANCIAL INC director David J. Hickton reported acquiring additional common shares through dividend reinvestment. On May 18, 2026, he received 196 shares of common stock at an average price of $3.9235 per share. Following this automatic reinvestment, he directly owns 26,359 common shares of the company.

Insider Trade Summary

Grant/Award: 196 shares

Grant/Award 1 txn

Insider Hickton David J.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	196	$3.9235	$769.01

Holdings After Transaction: Common Stock — 26,359 shares (Direct)

Footnotes (1)

1. F1. Shares acquired through dividend reinvestment.

Key Figures

Shares acquired: 196 shares Price per share: $3.9235 per share Shares owned after: 26,359 shares

3 metrics

Shares acquired 196 shares Common Stock acquired on May 18, 2026

Price per share $3.9235 per share Dividend reinvestment acquisition price

Shares owned after 26,359 shares Direct common stock holdings following transaction

Key Terms

dividend reinvestment, Common Stock, Grant, award, or other acquisition

3 terms

dividend reinvestment financial

"Shares acquired through dividend reinvestment."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Common Stock financial

"security_title: "Common Stock" in the reported transaction."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition" for code A."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ASRV director David J. Hickton report in this Form 4?

Director David J. Hickton reported acquiring 196 shares of AMERISERV FINANCIAL INC common stock. The shares were received automatically through dividend reinvestment, increasing his direct holdings to 26,359 shares after the transaction.

Was the ASRV Form 4 transaction an open-market purchase or a dividend reinvestment?

The Form 4 shows a dividend reinvestment, not an open-market purchase. A total of 196 common shares were acquired automatically through reinvestment of cash dividends, as noted in the filing footnote.

How many AMERISERV FINANCIAL (ASRV) shares does David J. Hickton hold after this filing?

After the reported dividend reinvestment, David J. Hickton directly holds 26,359 shares of AMERISERV FINANCIAL INC common stock. This figure comes from the post-transaction ownership amount disclosed in the Form 4.

What price per share is shown in the ASRV dividend reinvestment transaction?

The dividend reinvestment transaction reflects an average price of $3.9235 per share. This price is used to calculate the value of the 196 common shares acquired through the company’s dividend reinvestment program.

What does transaction code "A" mean in the ASRV Form 4?

Transaction code “A” indicates a grant, award, or other acquisition of shares. In this case, the 196 AMERISERV FINANCIAL INC common shares were acquired via dividend reinvestment rather than a discretionary market trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 10:00 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hickton David J.

(Last) (First) (Middle)

216 FRANKLIN STREET

(Street)

JOHNSTOWN PENNSYLVANIA 15901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERISERV FINANCIAL INC /PA/ [ ASRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/18/2026		A(1)		196	A	$3.9235	26,359	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired through dividend reinvestment.

	Sharon M. Callihan - Attorney-in-Fact	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)