Welcome to our dedicated page for Astrotech SEC filings (Ticker: ASTC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Astrotech Corporation's SEC filings provide detailed insight into the commercialization challenges and financial dynamics of developing security detection technology. For a small-cap company navigating regulatory approval processes and lengthy government procurement cycles, these filings reveal critical information about cash runway, contract progress, and business model evolution.
10-K annual reports and 10-Q quarterly filings detail the company's segment performance across its subsidiaries (1st Detect and EN-SCAN), research and development expenditures for detection technology advancement, and customer concentration among government agencies. These filings also disclose the status of regulatory certifications, which are essential for commercial deployment in aviation security markets. Understanding whether the company is pre-revenue, in pilot deployment, or achieving commercial scale requires examining revenue recognition disclosures and management discussion sections.
8-K filings announce material events such as regulatory approvals from the Transportation Security Administration, significant contract awards, or financing transactions that impact the company's capital structure. For a company in the commercialization phase, 8-K filings often provide the first public disclosure of major business developments before they appear in quarterly reports.
Form 4 insider transaction filings reveal when executives and directors buy or sell shares, offering perspective on insider confidence during key commercialization milestones. Tracking these transactions alongside regulatory approval announcements or contract awards can provide additional context for evaluating management's outlook.
DEF 14A proxy statements disclose executive compensation structures, which for technology development companies often include performance-based incentives tied to regulatory milestones or commercialization targets. These filings also reveal board composition and corporate governance practices relevant to assessing how the company manages the transition from development to commercial operations.
Our platform delivers AI-powered summaries that explain complex accounting treatments, highlight changes in business strategy across reporting periods, and identify key risk factors specific to security technology commercialization. Save hours analyzing technical documentation and quickly locate the information most relevant to understanding Astrotech's progress in bringing detection systems to market.
Astrotech Corporation extended the duration of its stockholder rights plan. On December 12, 2025, the company entered into Amendment No. 3 to its Rights Agreement with Equiniti Trust Company, moving the Final Expiration Date of the rights to 5:00 p.m. New York City time on December 20, 2026, unless the date is further extended or the rights are earlier redeemed or exchanged under the agreement. All other terms of the rights plan remain the same.
The company also held its annual stockholder meeting on December 12, 2025, with 969,211 of 1,769,269 common shares entitled to vote represented in person or by proxy. Stockholders elected all director nominees and ratified the appointment of RBSM LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 935,627 votes for, 20,631 against, and 12,952 withheld.
Astrotech Corp (ASTC) filed an initial Form 3 for officer Scott Bartley, who serves as Interim CFO, Treasurer and Secretary. The filing reports 0 shares of common stock beneficially owned and no derivative securities as of 10/27/2025. The form indicates it was filed by one reporting person.
Astrotech Corporation (ASTC) reported Q1 FY2025 results. Revenue was
Operating cash flow was
Revenue included U.S. sales of
Astrotech Corporation furnished a Form 8-K announcing results of operations for its first quarter of fiscal 2026, which ended September 30, 2025.
The press release is attached as Exhibit 99.1 and incorporated by reference; this information is furnished and not deemed filed under the Exchange Act.
Astrotech Corporation approved a Transaction Bonus Plan that pays designated participants a percentage of net proceeds from a future “qualifying transaction.” The Bonus Pool equals 10% of the first $50 million, 5% of amounts between $50 million and $100 million, and 2% of amounts above $100 million, and is only established if net proceeds reach at least $30 million.
Eligible participants (selected employees, contractors, or outside directors) must be actively providing services on the closing date, with bonuses paid in cash within 30 days after closing. If a participant has a “qualifying termination,” eligibility can continue if the transaction closes within six months. The plan is effective November 5, 2025 and runs until the earlier of five years or termination under its terms.
Astrotech also finalized separation terms with former CFO Jennifer Canas. She will receive a cash separation payment of $122,795.25, and the company will pay COBRA premiums for her and eligible dependents through April 30, 2026 or until other coverage begins, in exchange for a general release and customary covenants.
Astrotech Corporation appointed Scott Bartley as Interim Chief Financial Officer, Treasurer and Secretary. The Board’s appointment occurred on October 27, 2025, with services provided under a consulting arrangement.
Under a Consulting Services Agreement effective October 5, 2025, Mr. Bartley will be paid approximately $7,800 per week at $260 per hour for about 30 hours per week. Either party may terminate the agreement with two weeks’ written notice, and travel expenses are shared between Bridgepoint Consulting and the Company. The Company will use its standard indemnification agreement. Astrotech also issued a press release on October 31, 2025.
Astrotech Corporation (ASTC) filed its definitive proxy for the 2025 annual meeting. The meeting is set for December 12, 2025 at 9:00 a.m. CST at 1817 West Braker Lane, Suite 400, Austin, Texas. Stockholders will vote to elect six director nominees to serve until the 2026 annual meeting and to ratify RBSM LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026.
The record date is October 16, 2025. Shares outstanding were 1,769,269 as of October 16, 2025, including 82,500 shares of restricted stock with voting rights, with one vote per share. The Board recommends voting for all nominees—Thomas B. Pickens III, Tom Wilkinson, Bob McFarland, Eric Stober, John Halinski, and Charles Winn—and for auditor ratification. Voting is available by mail, phone (1-888-457-2959), or online (www.proxyvoting.com/ASTC). The proxy also details board committee structures, director independence, executive compensation, and one related-party transaction disclosed under company policy.
Astrotech Corporation announced that Jennifer Canas resigned as Chief Financial Officer, Treasurer and Secretary, effective immediately on October 17, 2025. The company reported her resignation under Item 5.02 of the Exchange Act.
Astrotech intends to negotiate a separation agreement with Ms. Canas that would outline certain separation benefits and include restrictive covenants in favor of the company. No additional management changes or financial details are included in this report.
ASTROTECH Corp (ASTC) reported insider dispositions by director Leonard Braden Michael on
Astrotech Corporation (ASTC) had a reporting holder fully exit its position. BML Investment Partners, L.P. and its related person, Braden M. Leonard, reported that they no longer beneficially own any common shares after selling a total of 229,576 shares on