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Astrotech Corp (ASTC) grants director 2,150 restricted shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kreps Matthew reported acquisition or exercise transactions in this Form 4 filing.

Astrotech Corp director Matthew Kreps reported an award of 2,150 shares of restricted common stock granted at $0.0000 per share under the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The restricted shares vest on each of the first three anniversaries of July 16, 2026 and are expected to be fully vested by July 16, 2029, subject to his continuous service with the company. Following this grant, he directly holds 2,150 common shares.

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Insider Kreps Matthew
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 2,150 $0.00 $0.00
Holdings After Transaction: Common Stock — 2,150 shares (Direct)
Footnotes (1)
  1. F1. Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of July 16, 2026, such that 100% of the shares of restricted stock shall be fully vested on July 16, 2029, subject to the Reporting Person's continuous service with the Issuer through each such applicable anniversary.
Restricted stock granted 2,150 shares Shares of restricted common stock granted to director Matthew Kreps on July 16, 2026
Grant price per share $0.0000 per share Stated transaction price for the restricted stock award
Total shares held after grant 2,150 shares Direct common stock holdings of Matthew Kreps following the award
Full vesting date July 16, 2029 Date when 100% of the restricted shares are expected to be vested
Vesting reference date July 16, 2026 Reference date whose first three anniversaries determine vesting installments
restricted stock financial
"Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech..."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
2021 Omnibus Equity Incentive Plan financial
"pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan"
continuous service financial
"subject to the Reporting Person's continuous service with the Issuer through each such applicable anniversary"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Matthew Kreps report for ASTC?

Matthew Kreps reported an award of 2,150 shares of restricted common stock in Astrotech Corp. The grant was made at $0.0000 per share as equity compensation and increased his direct holdings to 2,150 common shares following the transaction.

How many Astrotech (ASTC) shares did Matthew Kreps receive and at what price?

He received 2,150 shares of Astrotech common stock at a stated price of $0.0000 per share. This reflects a restricted stock grant under the company’s equity incentive plan, not an open-market purchase or sale of existing shares.

What is the vesting schedule for Matthew Kreps’s 2,150 restricted ASTC shares?

The 2,150 restricted shares vest on each of the first three anniversaries of July 16, 2026. According to the award terms, 100% of the shares are expected to be fully vested by July 16, 2029, subject to his continuous service.

Under which plan was Matthew Kreps’s restricted stock grant in ASTC made?

The award was granted under the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. This plan provides for equity-based compensation, and Kreps’s 2,150 restricted shares are one such grant made to him as a director of the company.

What are Matthew Kreps’s direct ASTC share holdings after this Form 4 transaction?

Following the reported grant, Matthew Kreps directly holds 2,150 shares of Astrotech common stock. These holdings consist of the restricted stock award reported in this Form 4, which will vest over time subject to continued service with Astrotech.

What service condition applies to Matthew Kreps’s ASTC restricted stock grant?

Vesting of the 2,150 restricted shares is conditioned on Matthew Kreps’s continuous service with Astrotech through each vesting anniversary. If he continues serving through the schedule, the shares are expected to be fully vested by July 16, 2029.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kreps Matthew

(Last)(First)(Middle)
1817 W. BRAKER LN, STE 400

(Street)
AUSTIN TEXAS 78758

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASTROTECH Corp [ ASTC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/16/2026A2,150(1)A$02,150D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of July 16, 2026, such that 100% of the shares of restricted stock shall be fully vested on July 16, 2029, subject to the Reporting Person's continuous service with the Issuer through each such applicable anniversary.
/s/ Matthew Kreps07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)