Astec Industries (NASDAQ: ASTE) Group President Chad Hartley files initial Form 3

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC officer Chad Jeffrey Hartley, listed as Group President, has filed an initial Form 3 as a reporting person. This filing establishes his status as an insider of the company but does not report any buy, sell, or derivative transactions in the data provided.

Key Terms

Form 3, reporting person, Group President

3 terms

Form 3 regulatory

"has filed an initial Form 3 as a reporting person"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"has filed an initial Form 3 as a reporting person"

Group President financial

"Chad Jeffrey Hartley, listed as Group President"

A group president is a top executive responsible for overseeing the operations and strategic direction of a large organization or a major division within a company. Think of them as the person in charge of a whole team or department, similar to a head coach of a sports team, making key decisions to ensure the organization runs smoothly and achieves its goals. Investors pay attention because their leadership can influence the company's success and overall performance.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hartley Chad Jeffrey

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/11/2026

3. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Group President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Chad Jeffrey Hartley	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the ASTE Form 3 filing for Chad Jeffrey Hartley report?

The Form 3 for ASTEC INDUSTRIES INC (ASTE) identifies Chad Jeffrey Hartley as a reporting person and Group President. It is an initial insider ownership report and, in the data provided, contains no reported transactions or derivative positions.

Who is the reporting person in the ASTE Form 3 filing?

The reporting person is Chad Jeffrey Hartley, an officer of ASTEC INDUSTRIES INC with the title Group President. The filing formally records his insider status under SEC rules for reporting beneficial ownership of company securities.

Does the ASTE Form 3 show any insider trades by Chad Jeffrey Hartley?

In the data provided, the Form 3 for Chad Jeffrey Hartley shows no reported buy, sell, or derivative transactions. All transaction counts and share amounts in the transaction summary are listed as zero in this filing excerpt.

What is the purpose of a Form 3 for ASTE insiders like Chad Jeffrey Hartley?

Form 3 is an initial beneficial ownership report required for company insiders such as officers and directors. It establishes their reporting status with the SEC and serves as a baseline before any future Form 4 or Form 5 transaction reports.

Are there any derivative securities reported for Chad Jeffrey Hartley in this ASTE Form 3?

The provided data shows no derivative positions for Chad Jeffrey Hartley. The derivative summary is empty and the derivative transaction count is zero, indicating no options, warrants, or similar instruments are reported in this specific filing excerpt.