Astec Industries director receives 1,759 stock units

Astec Industries Inc. director William E. Waltz Jr. received an annual grant of 1,759 RSUs on October 31, 2026, under the company's 2021 Equity Incentive Plan.

Available on EDGAR 11/03/2026 - 04:41 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Astec Industries Inc. director William E. Waltz Jr. received an annual grant of 1,759 RSUs on October 31, 2026, under the company's 2021 Equity Incentive Plan. The reported transaction price was $0.00 per share. This was an award acquisition rather than a market purchase, and his reported direct holdings afterward were 1,759 shares.

Insider Trade Summary

Grant/Award: 1,759 shares

Grant/Award 1 txn

Insider Waltz William E Jr.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,759	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,759 shares (Direct)

Holdings Before and After: Common Stock, 0 to 1,759 shares (Direct)

Footnotes (1)

1. F1. Reported transaction is an annual grant of RSUs under the Company's 2021 Equity Incentive Plan.

Key Figures

Annual RSU grant: 1,759 RSUs Reported price per share: $0.00 per share Direct holdings after transaction: 1,759 shares

3 metrics

Annual RSU grant 1,759 RSUs Reported October 31, 2026, under the 2021 Equity Incentive Plan

Reported price per share $0.00 per share Annual RSU grant

Direct holdings after transaction 1,759 shares Reported following the annual grant

Key Terms

RSUs, 2021 Equity Incentive Plan

2 terms

RSUs financial

"annual grant of RSUs"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

2021 Equity Incentive Plan financial

"under the Company's 2021 Equity Incentive Plan"

FAQ

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How many ASTE shares did director William E. Waltz Jr. receive?

Astec Industries Inc. director William E. Waltz Jr. received an annual grant of 1,759 RSUs on October 31, 2026, under the company's 2021 Equity Incentive Plan. The transaction lists a reported price of $0.00 per share, and his reported direct holdings afterward were 1,759 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Waltz William E Jr.

(Last) (First) (Middle)

1725 SHEPHERD ROAD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/31/2026		A		1,759(1)	A	$0.00	1,759	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction is an annual grant of RSUs under the Company's 2021 Equity Incentive Plan.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for William Waltz	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)