Astec director granted 18 dividend-equivalent shares

Astec Industries director Shannon Patrick received 18 dividend-equivalent shares tied to prior RSU awards, bringing direct holdings to 9,799 shares.

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (ASTE) director Shannon Patrick reported an acquisition of 18 shares of common stock on August 28, 2026, as a grant or award. A footnote states these shares represent dividend equivalents earned on prior RSU grant awards. Following this transaction, Patrick directly holds a total of 9,799 common shares.

Insider Trade Summary

Grant/Award: 18 shares

Grant/Award 1 txn

Insider Shannon Patrick S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	18	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,799 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares acquired: 18 shares Price per share: $0.0000 per share Holdings after transaction: 9,799 shares

3 metrics

Shares acquired 18 shares Grant or award acquisition of common stock on August 28, 2026

Price per share $0.0000 per share Reported for the 18 dividend-equivalent shares acquired

Holdings after transaction 9,799 shares Total direct ownership of Astec Industries common stock following the August 28, 2026 acquisition

Key Terms

dividend equivalents, RSU grant awards, grant or award acquisition

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"dividend equivalents earned on the prior RSU grant awards"

grant or award acquisition financial

"transaction is described as a grant or award acquisition"

FAQ

What insider transaction did ASTE director Shannon Patrick report?

Shannon Patrick reported an acquisition of 18 shares of Astec Industries common stock on August 28, 2026, recorded as a grant or award. A footnote explains these shares are dividend equivalents earned on prior RSU grant awards.

How many ASTE shares does Shannon Patrick hold after this Form 4 transaction?

After the reported transaction, Shannon Patrick directly holds 9,799 shares of Astec Industries common stock. This total reflects the addition of 18 dividend-equivalent shares granted on August 28, 2026.

What is the nature of the 18 ASTE shares acquired by Shannon Patrick?

The 18 shares acquired are described as dividend equivalents earned on prior RSU grant awards. They were reported as a grant or award acquisition of common stock with a price of $0.0000 per share.

Was Shannon Patrick’s ASTE transaction under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, meaning the reported August 28, 2026 acquisition of 18 dividend-equivalent shares was not stated to be made under a Rule 10b5-1 trading plan.

Is the 18-share ASTE transaction a market purchase or a compensation grant?

It is reported as a grant or award acquisition, not a market purchase. The filing notes the 18 shares represent dividend equivalents earned on prior RSU grant awards, with a recorded per-share price of $0.0000.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:21 PM Accepted by SEC EDGAR 09/02/2026 - 04:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shannon Patrick S

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		A		18(1)	A	$0.00	9,799	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Patrick S Shannon	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)