Astec director acquires 7 dividend shares

Q: What insider transaction did ASTE director Mark Joseph Gliebe report?

He reported an equity compensation acquisition of 7 shares of Astec Industries common stock on August 28, 2026, issued as dividend equivalents on prior RSU grant awards.

Q: Was cash paid for the ASTE shares reported in this Form 4?

No. The 7 shares were acquired at a reported price of $0.00 per share as dividend equivalents earned on prior restricted stock unit (RSU) grant awards, indicating a compensation-related, not open-market, transaction.

Q: Were the ASTE insider transactions made under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan was affirmed for this transaction, so the reported acquisition of 7 shares was not disclosed as pre-arranged under such a plan.

Q: What does the footnote in Mark Joseph Gliebe’s ASTE Form 4 explain?

The footnote explains that the 7 acquired shares represent dividend equivalents that were earned on prior RSU grant awards, clarifying that they arise from existing equity awards rather than a new grant or market purchase.

Astec Industries director Mark Joseph Gliebe received 7 dividend-equivalent shares tied to prior RSU awards, bringing his direct holdings to 12,925 shares.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (ASTE) director Mark Joseph Gliebe reported an acquisition of common stock through equity compensation. On August 28, 2026, he received 7 shares as dividend equivalents earned on prior RSU grant awards, increasing his directly held stake to 12,925 common shares. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 7 shares

Grant/Award 1 txn

Insider Gliebe Mark Joseph

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	7	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,925 shares (Direct)

Footnotes (1)

F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares acquired: 7 shares Price per share: $0.00 per share Shares owned after transaction: 12,925 shares +1 more

4 metrics

Shares acquired 7 shares Dividend-equivalent shares credited on August 28, 2026

Price per share $0.00 per share Reported price for the 7 dividend-equivalent shares

Shares owned after transaction 12,925 shares Total directly held Astec Industries common shares following the award

Transaction date August 28, 2026 Date the dividend-equivalent shares were credited

Key Terms

dividend equivalents, RSU grant awards, Rule 10b5-1

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"dividend equivalents earned on the prior RSU grant awards"

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did ASTE director Mark Joseph Gliebe report?

He reported an equity compensation acquisition of 7 shares of Astec Industries common stock on August 28, 2026, issued as dividend equivalents on prior RSU grant awards.

How many ASTE shares does Mark Joseph Gliebe hold after this Form 4?

After the reported transaction, Mark Joseph Gliebe directly holds 12,925 shares of Astec Industries common stock, reflecting the addition of 7 dividend-equivalent shares tied to earlier RSU awards.

Was cash paid for the ASTE shares reported in this Form 4?

No. The 7 shares were acquired at a reported price of $0.00 per share as dividend equivalents earned on prior restricted stock unit (RSU) grant awards, indicating a compensation-related, not open-market, transaction.

Were the ASTE insider transactions made under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan was affirmed for this transaction, so the reported acquisition of 7 shares was not disclosed as pre-arranged under such a plan.

What does the footnote in Mark Joseph Gliebe’s ASTE Form 4 explain?

The footnote explains that the 7 acquired shares represent dividend equivalents that were earned on prior RSU grant awards, clarifying that they arise from existing equity awards rather than a new grant or market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:19 PM Accepted by SEC EDGAR 09/02/2026 - 04:18 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gliebe Mark Joseph

(Last)

(First)

(Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA

TENNESSEE

37421

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/28/2026		A		7⁽¹⁾	A	$0.00	12,925	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Mark Joseph Gliebe	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR