Astec director granted 7 dividend-equivalent shares

Astec Industries director Nalin Jain received additional shares as dividend-equivalent awards tied to prior RSU grants, modestly increasing his direct holdings.

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (ASTE) reported that director Nalin Jain acquired 7 shares of common stock on August 28, 2026 as a grant/award. The shares represent dividend equivalents earned on prior RSU grant awards and were received at a stated price of $0.00 per share, increasing his direct holdings to 12,939 shares.

Insider Trade Summary

Grant/Award: 7 shares

Grant/Award 1 txn

Insider Jain Nalin

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	7	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,939 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares acquired: 7 shares Price per share: $0.00 per share Holdings after transaction: 12,939 shares +1 more

4 metrics

Shares acquired 7 shares Grant/award acquisition on August 28, 2026

Price per share $0.00 per share Stated for the 7-share grant/award on August 28, 2026

Holdings after transaction 12,939 shares Direct ownership of Astec Industries common stock following the grant/award

Transaction date August 28, 2026 Date of the grant/award of 7 shares

Key Terms

dividend equivalents, RSU grant awards, Rule 10b5-1 plan

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Rule 10b5-1 plan regulatory

"The filing indicates no Rule 10b5-1 plan is affirmed for this transaction"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

What insider transaction did ASTE director Nalin Jain report?

Director Nalin Jain reported acquiring 7 shares of Astec Industries common stock on August 28, 2026 as a grant/award with a stated price of $0.00 per share, tied to dividend equivalents on prior RSU awards.

How many ASTE shares does Nalin Jain hold after this Form 4 transaction?

After the reported acquisition, Nalin Jain directly holds 12,939 shares of Astec Industries common stock, according to the Form 4.

What is the nature of the 7 ASTE shares acquired by Nalin Jain?

The 7 shares represent dividend equivalents earned on prior RSU grant awards, meaning they were additional shares credited in respect of dividends on previously granted restricted stock units.

Did Nalin Jain buy or sell ASTE shares on the open market?

No open-market trade is reported. The Form 4 lists a grant/award acquisition of 7 shares at a stated price of $0.00 per share, arising from dividend equivalents on prior RSU grants.

Was the ASTE insider transaction reported under a Rule 10b5-1 plan?

The filing indicates that no Rule 10b5-1 plan is affirmed for this transaction, as the plan-related checkbox is marked false and no footnote states otherwise.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:20 PM Accepted by SEC EDGAR 09/02/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jain Nalin

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		A		7(1)	A	$0.00	12,939	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Nalin Jain	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)