STOCK TITAN

Director Nalin Jain receives 2,365-share RSU award at Astec (NASDAQ: ASTE)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jain Nalin reported acquisition or exercise transactions in this Form 4 filing.

Astec Industries director Nalin Jain reported an annual equity award. On April 27, 2026, Jain received a grant of 2,365 shares of Common Stock at $0.00 per share, described as an annual grant of RSUs under the Company’s 2025 Equity Incentive Plan. Following this grant, Jain directly holds 12,926 shares of Astec Industries common stock.

Positive

  • None.

Negative

  • None.
Insider Jain Nalin
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,365 $0.00 --
Holdings After Transaction: Common Stock — 12,926 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 2,365 shares Annual RSU grant of Common Stock on April 27, 2026
Grant price per share $0.00 per share Equity award under 2025 Equity Incentive Plan
Shares held after grant 12,926 shares Total direct holdings following the reported transaction
RSUs financial
"Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
2025 Equity Incentive Plan financial
"Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Nalin

(Last)(First)(Middle)
1725 SHEPHERD RD

(Street)
CHATTANOOGA TENNESSEE 37421

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/27/2026A2,365(1)A$0.0012,926D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan.
Remarks:
/s/ Edward Terrell Gilbert, JR as attorney in fact for Nalin Jain04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ASTE director Nalin Jain report on this Form 4?

Director Nalin Jain reported receiving an equity award of Astec Industries common stock. The filing shows a grant of 2,365 shares of Common Stock at $0.00 per share as an annual grant of RSUs under the company’s 2025 Equity Incentive Plan.

How many Astec Industries (ASTE) shares did Nalin Jain acquire in this award?

The Form 4 reports that Nalin Jain acquired 2,365 shares of Astec Industries Common Stock. The transaction is coded as a grant, award, or other acquisition, with the shares provided at $0.00 per share under the company’s 2025 Equity Incentive Plan.

Was Nalin Jain’s ASTE transaction an open-market purchase or a compensation grant?

It was a compensation grant, not an open-market purchase. The transaction is coded as a grant, award, or other acquisition, and the footnote explains it is an annual RSU grant under Astec Industries’ 2025 Equity Incentive Plan with a reported price of $0.00 per share.

How many Astec Industries (ASTE) shares does Nalin Jain hold after this Form 4 transaction?

After the reported transaction, Nalin Jain directly holds 12,926 shares of Astec Industries Common Stock. This total reflects his position following the grant of 2,365 shares, as disclosed in the Form 4’s “total shares following transaction” field.

What plan governed Nalin Jain’s RSU grant reported for Astec Industries (ASTE)?

The RSU grant is made under Astec Industries’ 2025 Equity Incentive Plan. A footnote states the reported transaction is an annual grant of RSUs under this plan, clarifying that the award represents routine equity compensation rather than a discretionary market trade.