Astec Industries grants 12,979 RSUs to executive

Hartley Chad Jeffrey reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 08/04/2026 - 04:20 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Hartley Chad Jeffrey reported acquisition or exercise transactions in this Form 4 filing.

Astec Industries granted Group President Chad Jeffrey Hartley an equity award representing 12,979 shares of common stock on August 1, 2026, at $0.00 per share.

The transaction reflects sign-on and annual RSU grants under the company’s 2025 Equity Incentive Plan, bringing his direct holdings to 12,979 shares.

Insider Trade Summary

Grant/Award: 12,979 shares

Grant/Award 1 txn

Insider Hartley Chad Jeffrey

Role Group President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	12,979	$0.00	$0.00

Holdings After Transaction: Common Stock — 12,979 shares (Direct)

Holdings Before and After: Common Stock, 0 to 12,979 shares (Direct)

Footnotes (1)

1. F1. Reported transaction includes Sign On and Annual grant of RSUs under the Company's 2025 Equity Incentive Plan.

Key Figures

Shares granted: 12,979 shares Grant price per share: $0.0000 per share Direct holdings after transaction: 12,979 shares +1 more

4 metrics

Shares granted 12,979 shares Equity award representing common stock reported on 2026-08-01

Grant price per share $0.0000 per share Recorded value for the RSU-related common stock grant

Direct holdings after transaction 12,979 shares Total direct ownership of common stock following the award

Transaction date 2026-08-01 Date of reported grant/award acquisition

Key Terms

RSUs, 2025 Equity Incentive Plan, Sign On grant

3 terms

RSUs financial

"Sign On and Annual grant of RSUs under the Company's 2025 Equity Incentive Plan."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

2025 Equity Incentive Plan financial

"Sign On and Annual grant of RSUs under the Company's 2025 Equity Incentive Plan."

Sign On grant financial

"Reported transaction includes Sign On and Annual grant of RSUs under the Company's 2025 Equity Incentive Plan."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASTE report for Chad Jeffrey Hartley?

Astec Industries reported that Group President Chad Jeffrey Hartley received an equity award representing 12,979 shares of common stock. The award consists of sign-on and annual RSU grants under the company’s 2025 Equity Incentive Plan and was recorded at $0.00 per share.

How many shares did Chad Jeffrey Hartley receive in the latest ASTE Form 4 filing?

Chad Jeffrey Hartley received an equity award representing 12,979 shares of Astec Industries common stock. These shares reflect both sign-on and annual RSU grants under the 2025 Equity Incentive Plan, and the filing shows his direct ownership after the transaction as 12,979 shares.

At what price were the shares granted to Chad Jeffrey Hartley at ASTE?

The equity award to Chad Jeffrey Hartley was recorded at $0.00 per share. This reflects a grant of RSUs rather than an open-market purchase, made under Astec Industries’ 2025 Equity Incentive Plan as a combination of sign-on and annual equity awards.

What plan governs the recent equity grant to ASTE executive Chad Jeffrey Hartley?

The award to Chad Jeffrey Hartley was made under Astec Industries’ 2025 Equity Incentive Plan. The filing notes that the reported transaction includes both Sign On and Annual grants of RSUs, all reported in a single line item representing 12,979 shares of common stock.

What are Chad Jeffrey Hartley’s direct holdings in ASTE common stock after this grant?

After the reported award, Chad Jeffrey Hartley’s direct holdings total 12,979 shares of Astec Industries common stock. The Form 4 shows the entire 12,979-share position as resulting from this transaction, which reflects his sign-on and annual RSU grants.

Was Chad Jeffrey Hartley’s ASTE equity award made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not affirmed, so this award was not reported as made under a Rule 10b5-1 trading plan. It is described instead as sign-on and annual RSU grants under the 2025 Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hartley Chad Jeffrey

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Group President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/01/2026		A		12,979(1)	A	$0.00	12,979	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction includes Sign On and Annual grant of RSUs under the Company's 2025 Equity Incentive Plan.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Chad Jeffrey Hartley	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)