Astec VP gets small share grant in Form 4

Astec Industries VP and Chief Accounting Officer receives small share award Astec Industries Inc. reported that VP and Chief Accounting Officer Robert Gerald Putney acquired 3 shares of common stock on May 29, 2026.

Accepted by SEC EDGAR 06/02/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Astec Industries VP and Chief Accounting Officer receives small share award

Astec Industries Inc. reported that VP and Chief Accounting Officer Robert Gerald Putney acquired 3 shares of common stock on May 29, 2026. The shares were granted at a price of $0.00 per share as dividend equivalents earned on prior restricted stock unit (RSU) awards.

Following this grant, Putney directly holds 2,287 shares of Astec Industries common stock. This filing reflects a routine, compensation-related adjustment rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 3 shares

Grant/Award 1 txn

Insider PUTNEY ROBERT GERALD

Role VP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3	$0.00	$0.00

Holdings After Transaction: Common Stock — 2,287 shares (Direct)

Holdings Before and After: Common Stock, 2,284 to 2,287 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares granted: 3 shares Grant price per share: $0.00 per share Total shares after transaction: 2,287 shares

3 metrics

Shares granted 3 shares Dividend equivalents on prior RSU grants on May 29, 2026

Grant price per share $0.00 per share Common stock grant classified as award/acquisition

Total shares after transaction 2,287 shares Direct ownership following the May 29, 2026 grant

Key Terms

dividend equivalents, RSU, Grant, award, or other acquisition

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU financial

"Represents dividend equivalents earned on the prior RSU grant awards."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASTE report for Robert Gerald Putney?

Astec Industries reported that VP and Chief Accounting Officer Robert Gerald Putney received 3 shares of common stock as a grant. The award represents dividend equivalents earned on prior RSU grants, not an open-market purchase or sale.

How many ASTE shares does Robert Gerald Putney hold after this Form 4?

After the reported grant, Robert Gerald Putney directly holds 2,287 shares of Astec Industries common stock. This reflects his updated ownership following receipt of 3 additional shares as dividend equivalents on earlier RSU awards.

Was the ASTE Form 4 transaction a market buy or sell of shares?

The Form 4 does not show a market buy or sell. Instead, it reports a grant of 3 common shares at a price of $0.00 per share, representing dividend equivalents on prior restricted stock unit awards granted to the executive.

What does 'dividend equivalents' mean in the ASTE Form 4 filing?

In this context, dividend equivalents are additional shares credited based on dividends that would have been paid on prior RSU grants. For Astec Industries, 3 common shares were issued to Robert Gerald Putney as dividend equivalents on those earlier RSU awards.

What role does the insider in this ASTE Form 4 hold?

The reporting person, Robert Gerald Putney, serves as Vice President and Chief Accounting Officer of Astec Industries Inc. His Form 4 reflects a small, compensation-related share grant tied to previously awarded restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PUTNEY ROBERT GERALD

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/29/2026		A		3(1)	A	$0.00	2,287	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Bob Putney	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)