Astec CFO granted 32 RSU dividend equivalent shares

Astec Industries Inc. Chief Financial Officer Brian James Harris reported a small equity compensation adjustment.

Accepted by SEC EDGAR 06/02/2026 - 04:06 PM EDT

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Form Type

Rhea-AI Filing Summary

Astec Industries Inc. Chief Financial Officer Brian James Harris reported a small equity compensation adjustment. He acquired 32 shares of common stock on May 29, 2026 at no cost, representing dividend equivalents earned on prior restricted stock unit (RSU) awards. Following this grant, he directly holds 15,733 common shares.

Insider Trade Summary

Grant/Award: 32 shares

Grant/Award 1 txn

Insider Harris Brian James

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	32	$0.00	$0.00

Holdings After Transaction: Common Stock — 15,733 shares (Direct)

Holdings Before and After: Common Stock, 15,701 to 15,733 shares (Direct)

Footnotes (1)

F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares granted: 32 shares Grant price: $0.0000 per share Shares owned after grant: 15,733 shares

3 metrics

Shares granted 32 shares Dividend equivalents on prior RSU awards, May 29, 2026

Grant price $0.0000 per share Compensation-related equity grant, not a market purchase

Shares owned after grant 15,733 shares CFO’s direct common stock holdings following the transaction

Key Terms

dividend equivalents, RSU, Common Stock, Grant, award, or other acquisition

4 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards."

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU financial

"Represents dividend equivalents earned on the prior RSU grant awards."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Astec Industries (ASTE) CFO report in this Form 4?

The CFO reported receiving 32 shares of Astec Industries common stock as a compensation-related grant. These shares represent dividend equivalents on earlier RSU awards and increased his direct holdings to 15,733 shares after the transaction.

Was the Astec Industries (ASTE) CFO’s Form 4 transaction a market purchase or sale?

The transaction was neither a market purchase nor a sale. It was a grant of 32 common shares at no cost, recorded as dividend equivalents on prior RSU awards, reflecting routine equity compensation adjustments.

How many Astec Industries (ASTE) shares does the CFO own after this transaction?

After receiving 32 additional shares, the CFO directly owns 15,733 Astec Industries common shares. This updated figure reflects his post-transaction holdings as reported in the Form 4 filing for the non-derivative equity award.

What does “dividend equivalents” mean in the Astec Industries (ASTE) Form 4?

Dividend equivalents are additional shares or units granted to match dividends paid on underlying stock. In this case, the CFO received 32 shares as dividend equivalents on prior RSU grants, aligning his RSU awards with shareholder dividend benefits.

Did the Astec Industries (ASTE) CFO pay anything for the 32 shares reported?

No, the CFO did not pay for these 32 shares. The Form 4 lists a per-share price of $0.0000, indicating the shares were granted as compensation, specifically as dividend equivalents on previously granted RSU awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Brian James

(Last)

(First)

(Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA

TENNESSEE

37421

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/29/2026		A		32⁽¹⁾	A	$0.00	15,733	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Brian Harris	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR