[Form 4] Astec Industries Inc Insider Trading Activity

Rhea-AI Filing Summary

James M. Winford Jr., a director of Astec Industries, received 8,124 shares of common stock on 08/29/2025 as dividend equivalents from prior restricted stock unit awards. The Form 4 shows the shares were issued at a $0.00 price point under transaction code A and are reported as directly owned following the award. The filing lists the reporting person’s Chattanooga, TN address and is signed on behalf of the reporting person by an attorney-in-fact on 09/02/2025. The disclosure notes these shares represent dividend equivalents tied to earlier RSU grants; no cash purchase or exercise was reported.

Positive

• Insider ownership increased by 8,124 shares through dividend equivalents, aligning director compensation with shareholder interests
• Proper disclosure filed on Form 4 with attorney-in-fact signature, indicating compliance with Section 16 reporting requirements

Negative

• None.

Insights

Financial Analyst

TL;DR: Director received 8,124 shares via RSU dividend equivalents—routine equity-based compensation with limited market impact.

The transaction is a non-cash issuance of 8,124 common shares as dividend equivalents on prior RSUs, recorded at $0.00. For investors this is informational: it increases insider ownership marginally but does not signal a purchase or sale decision. The size (8,124 shares) should be evaluated relative to Astec's outstanding share count to assess materiality; the Form 4 contains no indication of systematic trading or a Rule 10b5-1 plan.

Corporate Governance Expert

TL;DR: Standard equity compensation disclosure for a director; governance implications are routine and administrative.

This Form 4 documents issuance of shares tied to prior RSU awards as dividend equivalents, properly reported under Section 16. The reporting person is identified as a director and the form is signed by an attorney-in-fact, which is common for administrative filings. There are no departures from typical disclosure practices and no new governance concerns evident from the filing itself.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WINFORD JAMES MURPHY JR

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TN 37421

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		10(1)	A	$0.00	8,124	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for James M. Winford Jr	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did ASTE director James M. Winford Jr. report on Form 4?

The director reported receiving 8,124 shares of Astec Industries common stock on 08/29/2025 as dividend equivalents from prior RSU grants.

Was the 08/29/2025 transaction for ASTE a purchase or cash sale?

No; the Form 4 shows the shares were issued at a $0.00 price as dividend equivalents, not a cash purchase or sale.

How is the reported ownership held after the transaction?

The filing reports 8,124 shares as directly beneficially owned following the transaction.

Who signed the Form 4 for the reporting person and when?

The Form 4 was signed by Edward Terrell Gilbert, JR as attorney-in-fact on 09/02/2025.

Does the Form 4 indicate these shares came from a 10b5-1 plan?

No; the filing does not indicate the transaction was made pursuant to a 10b5-1 plan.