Every 8-K that Ascent Solar Technologies, Inc. (ASTI) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow ASTI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ASTI filings page.
Ascent Solar Technologies is increasing the amount available under its at-the-market common stock offering program by up to an additional aggregate offering price of $15,000,000. Shares will be issued under its effective shelf registration statement on Form S-3 and a June 26, 2026 prospectus supplement.
Under this program, H.C. Wainwright & Co. may sell shares from time to time with no minimum sale amount, so the total shares issued and proceeds cannot yet be determined. Any net proceeds are expected to be used primarily for general and administrative expenses and other general corporate purposes, with management retaining broad discretion over their use.
Since May 16, 2024, the company has sold 1,804,444 shares through this at-the-market program for gross proceeds of about $12,657,279.56. Shares of common stock outstanding were 9,816,431 as of June 26, 2026.
Ascent Solar Technologies, Inc. reports results of its 2026 Annual Meeting of Stockholders held on June 17, 2026. Stockholders approved an amendment to the 2023 Equity Incentive Plan, increasing the shares of common stock available under the plan from 893,611 to 1,700,000.
Two Class A directors, Louis Berezovsky and Forrest Reynolds, were elected to terms ending in 2029. Stockholders also ratified Haynie & Company as the independent registered public accounting firm, approved the amended equity plan, supported executive compensation on an advisory basis, and approved the ability to adjourn the meeting if needed.
Ascent Solar Technologies, Inc. entered into a private placement with institutional and accredited investors, raising expected net proceeds of about $9.2 million for working capital. The deal includes 454,546 shares of common stock, pre-funded warrants to buy up to 1,363,636 shares at an exercise price of $0.0001, Series A warrants to buy up to 1,818,182 shares at $5.50, and Series B warrants to buy up to 909,091 shares at $5.50. Series A warrants are exercisable for five years and Series B for eighteen months after the related resale registration statement becomes effective, while pre-funded warrants are exercisable until fully used, all subject to 4.99% or 9.99% beneficial ownership caps. The company will also issue H.C. Wainwright & Co. placement agent warrants, pay a 7% cash fee on proceeds and certain warrant exercises, and has agreed to temporary restrictions on new equity issuance and variable rate transactions, with an exception for an at-the-market program at prices at or above $7.00.
Ascent Solar Technologies, Inc. entered into a securities purchase agreement for a private placement of common stock and warrants with institutional and accredited investors. The company sold 769,232 shares of common stock and pre-funded warrants to buy up to 256,411 additional shares, together with Series A and Series B warrants to purchase up to 1,025,643 shares each at an exercise price of $1.70 per share. Net proceeds were approximately $1.7 million, which the company plans to use for working capital.
The warrants are exercisable immediately, with the Series A warrants expiring five years after the effectiveness of a resale registration statement and the Series B warrants expiring 18 months after that date. Investors received registration rights for the shares and the shares underlying the warrants, and the company agreed to temporary restrictions on issuing additional equity and entering variable rate transactions after the registration becomes effective. H.C. Wainwright & Co. acted as placement agent, earning a 7.0% cash fee, expense reimbursement of up to $85,000, and warrants to purchase 71,795 shares at an exercise price of $2.4375 per share.
Ascent Solar Technologies, Inc. is expanding its existing at-the-market equity program under its agreement with H.C. Wainwright & Co. by making up to an additional aggregate offering price of $758,818 of common shares available for sale under its shelf registration statement and a new prospectus supplement dated August 20, 2025.
The company states that any net proceeds will be used primarily for general and administrative expenses and other general corporate purposes, with management retaining significant discretion over their use. Since May 16, 2024, Ascent Solar has sold 1,537,783 shares of common stock under the ATM agreement for gross proceeds of approximately $11,883,824.54. Shares of common stock outstanding were 3,047,658 as of August 20, 2025; this is a baseline figure, not the amount being offered.
Ascent Solar Technologies, Inc. (ASTI) filed an 8-K dated August 6, 2025 reporting a Regulation FD disclosure. The Company published an updated corporate presentation and furnished a press release summarizing the presentation as Exhibit 99.1 and the presentation as Exhibit 99.2. The presentation will be available on the Companys Investor Relations website at https://ascentsolar.com/investor-relations. The filing explicitly states these materials are furnished and are not "filed" for purposes of Section 18 of the Exchange Act and are not incorporated by reference into other filings.
Registrant details: Incorporated in Delaware; Common Stock (ASTI) listed on the Nasdaq Capital Market; principal executive office at 12300 Grant Street, Thornton, CO 80241; phone (720) 872-5000. The report is signed by Jin Jo, Chief Financial Officer, dated August 6, 2025. No financial statements, earnings data, material transactions, or other SEC-reportable events are included in this 8-K.
Ascent Solar (NASDAQ:ASTI) filed a Form 8-K revealing two strategic space-power initiatives.
- Signed a Collaborative Agreement Notice (CAN) with NASA’s Marshall Space Flight Center, supported by NASA Glenn, to advance CIGS thin-film modules for beamed-power reception.
- Entered a Teaming Agreement to supply a U.S. defense solutions provider with its ultra-light solar technology for upcoming orbital missions.
No financial terms were disclosed, but both agreements target high-value aerospace markets and may accelerate commercialization of the company’s flexible photovoltaic products.