Welcome to our dedicated page for Ascent Solar Tec SEC filings (Ticker: ASTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ascent Solar Technologies, Inc. filings document the company’s flexible thin-film photovoltaic business, public-company governance and capital-raising activity. Its SEC reports include proxy materials covering shareholder voting matters and governance, along with Form 8-K disclosures for material agreements, corporate presentations, product and partnership announcements, and other reportable events.
The company’s offering-related filings describe common stock, pre-funded warrants, Series A and Series B warrants, securities purchase agreements, at-the-market offering arrangements, shelf registration activity and Form S-1 registration statements. These records outline capital structure, security terms, issuer classifications and financing mechanics for a Nasdaq-listed solar technology manufacturer.
Ascent Solar Technologies is increasing the amount available under its at-the-market common stock offering program by up to an additional aggregate offering price of $15,000,000. Shares will be issued under its effective shelf registration statement on Form S-3 and a June 26, 2026 prospectus supplement.
Under this program, H.C. Wainwright & Co. may sell shares from time to time with no minimum sale amount, so the total shares issued and proceeds cannot yet be determined. Any net proceeds are expected to be used primarily for general and administrative expenses and other general corporate purposes, with management retaining broad discretion over their use.
Since May 16, 2024, the company has sold 1,804,444 shares through this at-the-market program for gross proceeds of about $12,657,279.56. Shares of common stock outstanding were 9,816,431 as of June 26, 2026.
Ascent Solar Technologies, Inc. filed a prospectus supplement to its Form S-3 registering an at‑the‑market offering to sell up to $15,000,000 of common stock through H.C. Wainwright & Co. under an Offering Agreement. Sales may occur from time to time on Nasdaq or other U.S. markets at prevailing market prices. The prospectus supplement sits on a $100,000,000 shelf and describes a 3.0% sales commission, plan of distribution, proposed uses of proceeds for general corporate purposes, a reported net tangible book value of $15.2 million ($1.61 per share) as of March 31, 2026, and an illustrative scenario selling 2,199,413 shares at an assumed price of $6.82 per share producing aggregate gross proceeds of $15,000,000, which would yield an as‑adjusted net tangible book value of $29.6 million ($2.54 per share) and immediate dilution to new investors of $4.28 per share. The company discloses a going concern explanatory paragraph in its audit report and states additional financing will be required.
Ascent Solar Technologies, Inc. Schedule 13G filings show Jane Street Group, LLC and its subsidiaries reported shared beneficial ownership of common stock. Jane Street Group reports 501,891 shares (5.3%) held with shared voting and dispositive power. Subsidiaries listed include Jane Street Capital, LLC and Jane Street Global Trading, LLC.
Ascent Solar Technologies, Inc. reports results of its 2026 Annual Meeting of Stockholders held on June 17, 2026. Stockholders approved an amendment to the 2023 Equity Incentive Plan, increasing the shares of common stock available under the plan from 893,611 to 1,700,000.
Two Class A directors, Louis Berezovsky and Forrest Reynolds, were elected to terms ending in 2029. Stockholders also ratified Haynie & Company as the independent registered public accounting firm, approved the amended equity plan, supported executive compensation on an advisory basis, and approved the ability to adjourn the meeting if needed.
Ascent Solar Technologies, Inc. filed an amendment to a Schedule 13G/A reporting that Ryan Taylor beneficially owns 0 shares of Common Stock (CUSIP 043635804) as of 06/12/2026. The filing states the holder's percentage ownership is 0% and that no voting or dispositive powers are held.
Ascent Solar Technologies director Forrest T. Reynolds reported an open-market sale of 5,000 shares of Common Stock at $9.45 per share on June 2, 2026. After this transaction, he directly holds 31,334 shares of the company’s stock.
Ascent Solar Technologies director Forrest T. Reynolds reported a combination of option exercise, tax withholding, and share sale. He exercised employee stock options covering 10,000 shares of common stock at an exercise price of $1.63 per share.
To cover related obligations, 2,071 shares were disposed of as a tax-withholding transaction. On the same date, he completed an open-market sale of 7,843 common shares at $9.15 per share. After these transactions, Reynolds directly owned 36,334 shares of Ascent Solar common stock.
ASTI reports a proposed sale of Common Stock under a Form 144 related to conversions and cashless option exercises. The filing lists 38,827 shares and notes convertible preferred shares purchased on 12/30/2024 that were converted to common on 5/28/2026, with option exercises on 5/28/2026 and 5/29/2026.
The disclosure indicates the securities were acquired for cash on 12/30/2024 and later converted or cashless‑exercised; the filing identifies the issuer as the source of the securities. The filing is a routine resale notice under Form 144.
Ascent Solar Technologies, Inc. director Forrest T. Reynolds reported routine equity compensation activity. He exercised employee stock options to acquire 10,000 shares of common stock at $1.63 per share. To satisfy tax obligations, 2,407 shares were withheld at $6.77 per share, leaving him with 36,248 common shares held directly after these transactions.
Ascent Solar Technologies director Forrest T. Reynolds converted Series 1C convertible preferred stock into common shares. On 5/22/2026, he converted 61 Series 1C preferred shares (including accrued dividends) at a conversion price of $2.50 per share into 28,343 shares of common stock, bringing his direct common stock holdings to 28,655 shares.