Welcome to our dedicated page for Ascent Solar Technologies SEC filings (Ticker: ASTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Ascent Solar Technologies's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Ascent Solar Technologies's regulatory disclosures and financial reporting.
Ascent Solar Technologies, Inc. received an amended Schedule 13G filing showing that Jane Street Group, LLC, together with Jane Street Capital, LLC and Jane Street Global Trading, LLC, reports beneficial ownership of 352,696 shares of Ascent Solar common stock as of June 30, 2026. This position represents 3.6% of the outstanding common stock.
The filing states that Jane Street Group, LLC has no sole voting or dispositive power, but shared voting and shared dispositive power over 352,696 shares through its subsidiaries. Jane Street Capital, LLC is reported with 173,843 shares of shared voting and dispositive power, and Jane Street Global Trading, LLC with 178,853 shares. The group indicates ownership of 5 percent or less of the class.
Ascent Solar Technologies, Inc., a maker of flexible thin-film PV modules for aerospace and other weight‑sensitive markets, reported Q2 2026 revenue of $95,203, up from $16,961 a year earlier. First‑half 2026 revenue was $147,147, driven mainly by product sales and milestone engineering work.
The company recorded net losses of $1.83M for Q2 and $4.00M for the first half. Operating expenses of $2.04M in Q2, including R&D and SG&A, significantly exceeded revenue despite lower share‑based compensation. Cost of revenue rose with higher sales volumes, leaving operations deeply unprofitable.
Liquidity improved as cash and cash equivalents increased to $14.54M from $2.79M at December 31, 2025, supported by $15.76M of financing inflows, including a $10.0M January 2026 private placement of common stock and warrants and substantial warrant exercises. Working capital was $12.88M against total liabilities of $2.83M. However, management states that recurring losses, low revenues and expected negative cash flow create substantial doubt about the ability to continue as a going concern without additional capital or major cost reductions.
Ascent Solar Technologies reported that Chief Financial Officer Jo Jin H. received a grant of options to buy 175,000 shares of common stock. The options have an exercise price of $4.43 per share and expire on July 1, 2036.
The award vests in three equal installments: one-third on July 31, 2027, one-third on July 31, 2028, and one-third on July 31, 2029. Any unvested options will fully vest if a change of control occurs under the company’s equity incentive plan.
Ascent Solar Technologies, Inc. reported that director Gregory C. Thompson received a grant of stock options covering 95,000 shares of common stock. The options have an exercise price of $4.43 per share and were approved by the board on July 2, 2026. One-third of the options vest on July 31 of 2026, 2027, and 2028, with any unvested portion accelerating upon a change of control under the company’s equity incentive plan. Following this grant, Thompson holds 95,000 options directly.
Ascent Solar Technologies director Louis C. Berezovsky received a grant of stock options for 95,000 shares of Common Stock. The options have an exercise price of $4.43 per share and expire on July 1, 2036. The grant was approved by the Board of Directors on July 2, 2026.
The options vest in three equal installments: one-third on July 31, 2026, one-third on July 31, 2027, and one-third on July 31, 2028. Any unvested portion will fully vest upon a change of control as defined in the company’s equity incentive plan. This is a compensation-related award rather than an open-market purchase.
Ascent Solar Technologies director option grant: Director Forrest T. Reynolds received a grant of options on 95,000 shares of Ascent Solar Technologies, Inc. common stock. The options have an exercise price of $4.43 per share and expire on July 1, 2036.
The grant was approved by the company’s Board of Directors on July 2, 2026. The options vest in three equal installments: one-third on July 31, 2026, one-third on July 31, 2027, and one-third on July 31, 2028. Any unvested options will fully vest if a change of control occurs under the company’s equity incentive plan.
Ascent Solar Technologies granted Chief Executive Officer Paul P. Warley an option to acquire 350,000 shares of common stock. The options have an exercise price of $4.43 per share and were approved by the Board of Directors on July 2, 2026.
The award vests in three equal installments on July 31, 2027, July 31, 2028, and July 31, 2029, and any unvested portion will fully vest upon a change of control as defined in the company’s equity incentive plan. Following this grant, Warley holds 350,000 options under this award.
Ascent Solar Technologies granted director David Theodore Peterson Jr. a stock option covering 100,000 shares of common stock as equity compensation. The option has a $4.43 per-share exercise price and expires on July 1, 2036. One-third of the shares vest on July 31, 2026, another third on July 31, 2027, and the final third on July 31, 2028. Any unvested portion will fully vest if a change of control occurs under the company’s equity incentive plan.
Ascent Solar Technologies reported that Chief Operating Officer Bobby Gulati received a grant of stock options. The award covers 175,000 options to buy common stock at an exercise price of $4.43 per share, bringing his reported option holdings to 175,000.
The options were approved by the board on July 2, 2026 and expire on July 1, 2036. They vest in three equal installments on July 31 of 2027, 2028, and 2029, with any unvested portion fully vesting if a change of control occurs under the company’s equity incentive plan.
Ascent Solar Technologies is increasing the amount available under its at-the-market common stock offering program by up to an additional aggregate offering price of $15,000,000. Shares will be issued under its effective shelf registration statement on Form S-3 and a June 26, 2026 prospectus supplement.
Under this program, H.C. Wainwright & Co. may sell shares from time to time with no minimum sale amount, so the total shares issued and proceeds cannot yet be determined. Any net proceeds are expected to be used primarily for general and administrative expenses and other general corporate purposes, with management retaining broad discretion over their use.
Since May 16, 2024, the company has sold 1,804,444 shares through this at-the-market program for gross proceeds of about $12,657,279.56. Shares of common stock outstanding were 9,816,431 as of June 26, 2026.