Ascent Solar director granted 95,000 stock options

Ascent Solar Technologies director option grant: Director Forrest T. Reynolds received a grant of options on 95,000 shares of Ascent Solar Technologies, Inc. common stock.

Rhea-AI Filing Summary

Ascent Solar Technologies director option grant: Director Forrest T. Reynolds received a grant of options on 95,000 shares of Ascent Solar Technologies, Inc. common stock. The options have an exercise price of $4.43 per share and expire on July 1, 2036.

The grant was approved by the company’s Board of Directors on July 2, 2026. The options vest in three equal installments: one-third on July 31, 2026, one-third on July 31, 2027, and one-third on July 31, 2028. Any unvested options will fully vest if a change of control occurs under the company’s equity incentive plan.

Insider Trade Summary

Grant/Award: 95,000 shares

Grant/Award 1 txn

Insider Forrest Reynolds T.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock Option (Right to guy)	95,000	$0.00	$0.00

Holdings After Transaction: Common Stock Option (Right to guy) — 95,000 contracts (Direct)

Footnotes (2)

1. F1. The option grant was approved by the Issuer's Board of Directors on July 2, 2026.
2. F2. The shares subject to the option grant vest in the following amounts on the following dates: 1/3 - 7/31/26, 1/3 - 7/31/27, 1/3 - 7/31/28. Any outstanding and unvested options will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).

Key Figures

Options granted: 95,000 options Underlying shares: 95,000 shares Exercise price: $4.43 per share +4 more

7 metrics

Options granted 95,000 options Director grant on common stock

Underlying shares 95,000 shares Common stock underlying granted options

Exercise price $4.43 per share Option strike price

Expiration date July 1, 2036 Option term end

First vesting tranche 1/3 of options Vests July 31, 2026

Second vesting tranche 1/3 of options Vests July 31, 2027

Third vesting tranche 1/3 of options Vests July 31, 2028

Key Terms

Common Stock Option, equity incentive plan, change of control, vesting

4 terms

Common Stock Option financial

"security_title: "Common Stock Option (Right to guy)""

equity incentive plan financial

"as defined in the Company's equity incentive plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

change of control financial

"will also accelerate and fully vest upon a change of control"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

vesting financial

"shares subject to the option grant vest in the following amounts"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Ascent Solar Technologies (ASTI) director Forrest T. Reynolds receive in this Form 4 filing?

Director Forrest T. Reynolds received a grant of options on 95,000 shares of Ascent Solar common stock. These options are part of his compensation and allow him to buy shares at a fixed $4.43 exercise price before their 2036 expiration date.

What is the exercise price and expiration date of the ASTI stock options granted to Forrest T. Reynolds?

The granted options have a $4.43 per share exercise price and expire on July 1, 2036. This means Reynolds can choose to purchase up to 95,000 shares at $4.43 anytime before that expiration, subject to the vesting schedule and other plan conditions.

How do the 95,000 ASTI options granted to Forrest T. Reynolds vest over time?

The 95,000 options vest in three equal installments of one-third each. Vesting dates are July 31, 2026, July 31, 2027, and July 31, 2028, meaning more options become exercisable over three years, aligning compensation with longer-term company performance.

What happens to Forrest T. Reynolds’ ASTI options if there is a change of control?

Any outstanding and unvested options will accelerate and fully vest if a change of control occurs, as defined in Ascent Solar’s equity incentive plan. This protection ensures the director’s option rights are preserved if the company is sold or undergoes a qualifying transaction.

Is the ASTI Form 4 for Forrest T. Reynolds a purchase or a grant of stock options?

The Form 4 reports a grant of stock options, not a market purchase of shares. Code “A” indicates a grant or award acquisition of derivative securities, giving the director the right to buy 95,000 shares later at the fixed $4.43 exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Forrest Reynolds T.

(Last) (First) (Middle)

C/O ASCENT SOLAR TECHNOLOGIES, INC.

12300 GRANT STREET

(Street)

THORNTON COLORADO 80241

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ascent Solar Technologies, Inc. [ ASTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Option (Right to guy)	$4.43	07/02/2026(1)		A		95,000		(2)	07/01/2036	Common Stock	95,000	$0.00	95,000	D

Explanation of Responses:

1. The option grant was approved by the Issuer's Board of Directors on July 2, 2026.

2. The shares subject to the option grant vest in the following amounts on the following dates: 1/3 - 7/31/26, 1/3 - 7/31/27, 1/3 - 7/31/28. Any outstanding and unvested options will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).

	/s/ Forrest T. Reynolds	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)