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Ascent Solar (ASTI) director offloads 9,120 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ascent Solar Technologies, Inc. (ASTI) director Forrest T. Reynolds reported two open-market sales of common stock. On August 25, 2026, he sold 4,120 shares at a weighted average price of $3.0545 per share in multiple trades at prices ranging from $3.05 to $3.09. On August 27, 2026, he sold 5,000 shares at a weighted average price of $3.1024 per share in multiple trades at prices ranging from $3.08 to $3.13. The filing notes these were sales into the public market and offers to provide the detailed trade breakdowns upon request.

Positive

  • None.

Negative

  • None.
Insider Forrest Reynolds T.
Role Director
Sold 9,120 shs ($28K)
Type Security Shares Price Value
Sale Common Stock F1, F3 5,000 $3.1024 $16K
Sale Common Stock F1, F2 4,120 $3.0545 $13K
Holdings After Transaction: Common Stock — 22,214 shares (Direct)
Footnotes (3)
  1. F1. The line in Table I coded S reflects the sale of common stock into the public market.
  2. F2. The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $3.05 to $3.09. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
  3. F3. The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $3.08 to $3.13. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
Shares sold on 2026-08-25 4,120 shares of Common Stock Open-market sale by director Forrest T. Reynolds
Weighted average sale price on 2026-08-25 $3.0545 per share Shares sold in multiple transactions between $3.05 and $3.09
Shares sold on 2026-08-27 5,000 shares of Common Stock Open-market sale by director Forrest T. Reynolds
Weighted average sale price on 2026-08-27 $3.1024 per share Shares sold in multiple transactions between $3.08 and $3.13
Total shares sold 9,120 shares Sum of reported open-market sales on August 25 and 27, 2026
weighted average sale price financial
"The price reported represents a weighted average sale price of shares sold"
open market financial
"reflects the sale of common stock into the public market"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
multiple transactions financial
"shares sold in multiple transactions at prices ranging from"

FAQ

What insider transactions did ASTI director Forrest T. Reynolds report?
He reported two open-market sales of ASTI common stock: 4,120 shares on August 25, 2026 at a weighted average of $3.0545, and 5,000 shares on August 27, 2026 at a weighted average of $3.1024, all sold into the public market.

How many ASTI shares did Forrest T. Reynolds sell in total?
Across the reported transactions, Forrest T. Reynolds sold a total of 9,120 shares of Ascent Solar Technologies, Inc. common stock, consisting of 4,120 shares on August 25, 2026 and 5,000 shares on August 27, 2026.

What prices were the ASTI shares sold for in these insider transactions?
The August 25, 2026 sale had a weighted average price of $3.0545 per share, with individual trades between $3.05 and $3.09. The August 27, 2026 sale had a weighted average price of $3.1024 per share, with trades between $3.08 and $3.13.

Were the ASTI insider sales by Forrest T. Reynolds made in the public market?
Yes. The filing states that the transactions coded “S” in Table I reflect the sale of common stock into the public market, indicating open-market or private sale transactions in Ascent Solar Technologies, Inc. shares.

Does the ASTI Form 4 state the exact prices of each individual trade?
No. It reports weighted average sale prices for each date and notes that shares were sold in multiple transactions within specified price ranges. It states that full information on the number of shares sold at each separate price will be provided upon request.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Forrest Reynolds T.
(Last)(First)(Middle)
C/O ASCENT SOLAR TECHNOLOGIES, INC.
12300 GRANT STREET
(Street)
THORNTON COLORADO 80241
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Ascent Solar Technologies, Inc. [ ASTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/25/2026S4,120(1)D$3.0545(2)27,214D
Common Stock08/27/2026S5,000(1)D$3.1024(3)22,214D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The line in Table I coded S reflects the sale of common stock into the public market.
2. The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $3.05 to $3.09. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
3. The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $3.08 to $3.13. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
/s/ Forrest T. Reynolds08/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR