Armistice Capital reports 4.99% stake in ASTI

Ascent Solar Technologies ownership disclosure: Armistice Capital, LLC and Steven Boyd filed an amendment reporting beneficial ownership of 496,945 shares of common stock, representing 4.99% of the class as of 03/31/2026.

Rhea-AI Filing Summary

Ascent Solar Technologies ownership disclosure: Armistice Capital, LLC and Steven Boyd filed an amendment reporting beneficial ownership of 496,945 shares of common stock, representing 4.99% of the class as of 03/31/2026. The filing states Armistice Capital is investment manager to Armistice Capital Master Fund Ltd., which directly holds the shares, and that Armistice Capital and Mr. Boyd exercise shared voting and dispositive power over the reported shares pursuant to an Investment Management Agreement.

Insights

Institutional Ownership Analyst

Minor institutional stake recorded at just under 5%.

The filing documents a 4.99% beneficial position of 496,945 shares held through Armistice Capital Master Fund Ltd., with voting and dispositive power exercised by Armistice Capital under an Investment Management Agreement. This places the holder below the 5% threshold that often triggers heightened disclosure or control signals.

Future filings could show increases or decreases; subsequent amendments would reveal any movement above the 5% reporting level.

Securities Compliance Counsel

Schedule 13G/A joint filing conforms to passive/manager reporting conventions.

The document is a joint Schedule 13G/A amendment signed on behalf of Armistice Capital and Steven Boyd and includes a standard disclaimer by the Master Fund regarding direct ownership powers. It states shared voting/dispositive powers of 496,945 shares.

Document preserves required attribution and joint‑filing language; any change in intent or ownership above 5% would necessitate updated disclosure under Section 13(d)/(g).

Key Figures

Reported shares beneficially owned: 496,945 shares Percent of class: 4.99% Reporting date: 03/31/2026 +1 more

4 metrics

Reported shares beneficially owned 496,945 shares Amount beneficially owned as stated in Item 4

Percent of class 4.99% Percent of class as reported in Item 4

Reporting date 03/31/2026 Date associated with the ownership figure at top of filing

Filing/signature date 05/15/2026 Signature date on the amendment

Key Terms

Investment Management Agreement, Schedule 13G/A, beneficial ownership

3 terms

Investment Management Agreement regulatory

"Armistice Capital exercises voting and investment power under an Investment Management Agreement"

An investment management agreement is a written contract that hires a professional to make buying, selling and strategy decisions for an investment account or fund, and sets out their duties, fees, risk limits, performance measures and reporting requirements. It matters to investors because the agreement determines who controls the money, how much the service costs, what risks are allowed, and how success or failure is measured—think of it as the service contract that defines expectations and remedies for a hired portfolio manager.

Schedule 13G/A regulatory

"Amendment No. 1; JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k)"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

beneficial ownership regulatory

"Amount beneficially owned: 496,945; Percent of class: 4.99%"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake does Armistice Capital report in Ascent Solar (ASTI)?

Armistice Capital reports beneficial ownership of 496,945 shares, representing 4.99% of Ascent Solar's common stock as of 03/31/2026. The shares are held directly by Armistice Capital Master Fund Ltd., with Armistice Capital exercising voting and investment power.

Who are the reporting persons on the Schedule 13G/A for ASTI?

The filing is by Armistice Capital, LLC and Steven Boyd as joint reporting persons. Mr. Boyd is identified as the managing member of Armistice Capital and signed the amendment dated 05/15/2026.

Does the filing state whether Armistice Capital has sole voting power over the shares?

No; the filing shows 0 shares with sole voting power and 496,945 shares with shared voting power and shared dispositive power, as reported in Item 4 of the form.

Are the shares owned directly by Armistice Capital or another entity?

The shares are directly held by Armistice Capital Master Fund Ltd.; Armistice Capital acts as investment manager and exercises voting and investment power under an Investment Management Agreement, per the filing.

Does this Schedule 13G/A indicate control or activist intent?

The filing characterizes the position as beneficial ownership with shared voting and dispositive power via the manager relationship; it does not state any activist intent or control actions in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 11:05 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Ascent Solar Technologies, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

043635804

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 043635804

1

Names of Reporting Persons

Armistice Capital, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 496,945.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 496,945.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

496,945.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

IA, OO

SCHEDULE 13G

CUSIP Number(s): 043635804

1

Names of Reporting Persons

Steven Boyd

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 496,945.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 496,945.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

496,945.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

HC, IN

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Ascent Solar Technologies, Inc.
(b)	Address of issuer's principal executive offices: 12300 Grant Street, Thornton, CO 80241
Item 2.
(a)	Name of person filing: Armistice Capital, LLC Steven Boyd Collectively, the "Reporting Persons"
(b)	Address or principal business office or, if none, residence: Armistice Capital, LLC 510 Madison Avenue, 7th Floor New York, New York 10022 United States of America Steven Boyd c/o Armistice Capital, LLC 510 Madison Avenue, 7th Floor New York, New York 10022 United States of America
(c)	Citizenship: Armistice Capital, LLC - Delaware; Steven Boyd - United States of America
(d)	Title of class of securities: Common Stock, par value $0.0001 per share
(e)	CUSIP No.: 043635804
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 496,945
(b)	Percent of class: 4.99%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 496,945
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 496,945 Armistice Capital, LLC ("Armistice Capital") is the investment manager of Armistice Capital Master Fund Ltd. (the "Master Fund"), the direct holder of the Shares, and pursuant to an Investment Management Agreement, Armistice Capital exercises voting and investment power over the securities of the Issuer held by the Master Fund and thus may be deemed to beneficially own the securities of the Issuer held by the Master Fund. Mr. Boyd, as the managing member of Armistice Capital, may be deemed to beneficially own the securities of the Issuer held by the Master Fund. The Master Fund specifically disclaims beneficial ownership of the securities of the Issuer directly held by it by virtue of its inability to vote or dispose of such securities as a result of its Investment Management Agreement with Armistice Capital.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. The Master Fund, a Cayman Islands exempted company that is an investment advisory client of Armistice Capital, has the right to receive dividends from, or the proceeds from the sale of, the reported securities.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Armistice Capital, LLC

Signature:	/s/ Steven Boyd
Name/Title:	Steven Boyd - Managing Member
Date:	05/15/2026

Steven Boyd

Signature:	/s/ Steven Boyd
Name/Title:	Steven Boyd
Date:	05/15/2026

Exhibit Information

JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. Dated: May 15, 2026 Armistice Capital, LLC By: /s/ Steven Boyd Steven Boyd - Managing Member Steven Boyd By: /s/ Steven Boyd