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[Form 4/A] AST SpaceMobile, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

AST SpaceMobile director Ronald L. Rubin filed an amended Form 4 (Form 4/A) to correct the type of equity award received on June 6, 2025. The amendment clarifies that Rubin received 4,810 restricted stock awards instead of restricted stock units as originally reported.

Key details of the transaction:

  • The restricted stock awards will fully vest on either June 6, 2026 (one-year anniversary) or the next annual stockholder meeting, whichever occurs first
  • The awards were granted at $0.00 exercise price
  • Following the transaction, Rubin directly owns 70,438 shares of Class A Common Stock
  • The original Form 4 was filed on June 9, 2025

This amendment reflects a technical correction to the award type classification while the fundamental terms of the equity grant remain unchanged. The vesting conditions require continued service through the applicable vesting date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RUBIN RONALD L

(Last) (First) (Middle)
C/O AST SPACEMOBILE, INC., MIDLAND
AIR & SPACE PORT, 2901 ENTERPRISE LANE

(Street)
MIDLAND TX 79706

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AST SpaceMobile, Inc. [ ASTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/09/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/06/2025 A(2) 4,810(1)(2) A $0.00 70,438(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes a grant of 4,810 restricted stock awards that vest in full on the earlier to occur of (i) the one-year anniversary of the June 6, 2025 grant date and (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.
2. This amendment is being filed to address a revision in the award type from restricted stock units to restricted stock awards.
/s/ Ronald L. Rubin 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many restricted stock awards did ASTS director Ronald Rubin receive on June 6, 2025?

Ronald Rubin received 4,810 restricted stock awards from AST SpaceMobile (ASTS) on June 6, 2025.

What are the vesting terms for ASTS director Rubin's 2025 restricted stock awards?

The restricted stock awards vest in full on the earlier of: (i) the one-year anniversary of the June 6, 2025 grant date, or (ii) the date of the next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date.

How many shares of ASTS Class A Common Stock does Ronald Rubin own after the June 2025 grant?

Following the restricted stock award grant, Ronald Rubin beneficially owns 70,438 shares of ASTS Class A Common Stock directly.

Why did ASTS file this Form 4/A amendment for Ronald Rubin's stock grant?

The Form 4/A was filed to address a revision in the award type from restricted stock units to restricted stock awards. The amendment was filed on June 28, 2025, correcting the original Form 4 filed on June 9, 2025.
Ast Spacemobile Inc

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Communication Equipment
Communications Services, Nec
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United States
MIDLAND